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MM Warburg und Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Carus Information Technology
-0.0M

13-Dec-2000TBAWithdrawn
Macquarie Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Macquarie REITS



TBA3-Nov-2003Withdrawn
Macquarie Social
-0.0M

22-Oct-200320-Oct-2003Withdrawn
Macquarie Bank DBS Securities Singapore Pte
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Macquarie Intl Real Estate
-0.0M

4-Nov-200513-May-2006Withdrawn
Macquarie Bank UBS
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
B&D Roller Doors
-0.0M

27-Apr-200424-May-2004Withdrawn
Macquarie Equities (Asia) Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Macquarie Goodman Asia
-0.0M

5-Mar-200524-Apr-2006Withdrawn
Macquarie Equities (Asia) Ltd JP Morgan Secs (Asia) (HK)
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Bio Beauty Group Ltd



TBA10-Dec-2007Withdrawn
Macquarie Equities (Asia) Ltd Mandiri Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Eka Pendawa Sakti PT
-0.0M

13-Jul-20051-Jan-2007Withdrawn
Macquarie Equity Capital Mkts Goldman Sachs (Australia)
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
ALH Properties



TBA30-Sep-2003Withdrawn
Macquarie Equity Capital Mkts UBS Warburg Australia Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Macquarie Prologis TrustMPR-0.0M$0.56
TBA28-May-2002PricedChart, News, SEC, Msgs, Profile, Research, Insider
Macquarie Underwriting
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Portel International
-0.0M

17-Jul-1999TBAWithdrawn
Mandatum Pankki
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
CapMan PLC
-0.0M

1-May-2000TBAWithdrawn
Mason Hill & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Nordic Equity Partners CorpNEPC1.23M$5.00
TBATBAFiledProfile
Rockwell Medical TechnologiesRMTI1.8M$4.00
22-Jan-199826-Jan-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
Master Trust Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
PKF Finance
-0.0M

1-Apr-1998TBAWithdrawn
Matrix Corporate Finance
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Rose Bowl
-0.0M

1-Dec-20021-Dec-2002Withdrawn
Maxim Group LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Accoona Corp
-0.0M

3-Aug-200721-Dec-2007Withdrawn
Affinity Media Intl CorpAFMI2.75M$6.00
30-May-20065-Jun-2006PricedProfile
Alpha Security Group CorpHDS6.0M$10.00
16-Mar-200723-Mar-2007PricedProfile
Asia Special Situation AcqCIO10.0M$10.00
2-Nov-200716-Jan-2008PricedNews, SEC, Msgs, Profile
CampusU IncCMPS
$5.50 - $6.50
TBA8-Apr-2008WithdrawnProfile
Capital Ten Acquisition Corp
1.75M$7.00
TBATBAFiled
China Resources Ltd
4.0M$10.00
TBATBAFiled
Debt Resolve Inc

$5.00
TBA10-Feb-2006Withdrawn
Doubloon Corp
10.0M$10.00
TBATBAFiled
Energy InfrastructureEII22.5M$10.00
17-Jul-200618-Jul-2006PricedProfile
Fuwei Films (Holdings) Co LtdFFHL3.75M$8.28
15-Dec-200618-Dec-2006PricedNews, Profile, Research
Gentium SpAGNT2.7M$9.00
7-Apr-200516-Jun-2005PricedProfile
Healthcare Acquisition CorpHAQ9.0M$8.00
27-Jul-200528-Jul-2005PricedProfile
ImaRx Therapeutics IncIMRX3.0M$5.00
24-Jul-200725-Jul-2007PricedNews, Profile, Research, Insider
IncrediMail LtdMAIL2.5M$7.50
26-Jan-200630-Jan-2006PricedNews, Msgs, Profile, Insider
Industrial Svcs Acq Corp
4.0M$8.00
TBATBAFiled
Ivivi Technologies IncII2.5M$6.00
13-Oct-200618-Oct-2006PricedProfile
Key Hospitality Acquisition CoKHPA6.0M$8.00
19-Oct-200520-Oct-2005PricedProfile
Pinpoint Advance CorpPPAC2.5M$10.00
19-Apr-200719-Apr-2007PricedProfile
Response Genetics IncRGDX3.0M$7.00
4-Jun-20074-Jun-2007PricedNews, Profile, Research, Insider
Seanergy Maritime CorpSRG20.0M$10.00
24-Sep-200724-Sep-2007PricedSEC, Profile
Sidhu Special Purpose Cap CorpFIE9.0M$10.00
TBATBAFiledProfile
Spclty Metals Grp Indium Corp

$5.00
TBA27-Feb-2009Withdrawn
Star Maritime Acquisition CorpSEA18.87M$10.00
13-Dec-200515-Dec-2005PricedNews, SEC, Msgs, Profile
Maxim Group LLC Earlybirdcapital Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Gurunet CorpGRU2.2M$5.00
6-Aug-200413-Oct-2004PricedNews, Msgs, Profile
May Davis Group Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Kaire International Inc

$6.00
TBA8-Feb-1999Withdrawn
McDonald Investments
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
1-800 Contacts IncCTAC2.2M$12.50
3-Feb-19989-Feb-1998PricedProfile
Anthony & Sylvan Pools Corp
-0.0M

17-Sep-1998TBAPostponed
Cleveland Indians Baseball CoCLEV4.0M$15.00
2-Jun-19984-Jun-1998PricedProfile
Technical Consumer ProductTCPS
$12.00 - $14.00
TBA15-Aug-2002WithdrawnProfile
McDouall Stuart Securities Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Taupo Motorsport Park Ltd
-0.0M

19-Oct-200726-Nov-2007Withdrawn
Mediobanca Merrill Lynch International
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Enel SpAEN-0.0M$45.23
TBA2-Nov-1999PricedProfile
Mediobanca SpA JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Kedrion SpA

$9.50 - $12.00
TBA11-Jul-2008Withdrawn
Mediocredito Centrale
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Aeroviaggi
-0.0M

1-Nov-2000TBAWithdrawn
Meliorbanca SpA
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Udinese Calcio
-0.0M

1-Oct-2000TBAWithdrawn
Mercer Partners
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
American Eagle Motorcycle Co
0.8M$6.00 - $7.00
30-Oct-2000TBAFiled
Meridian Capital Markets
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Jenkon International IncJNKN1.5M$5.00
3-Aug-199811-Aug-1998PricedProfile
Merita Pankki
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Telecom Finland
-0.0M

1-Mar-1998TBAWithdrawn
Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
24/7 Media IncTFSM3.25M$14.00
12-Aug-199813-Aug-1998PricedProfile
AEW Real Estate Income FundRIF6.0M$15.00
25-Nov-200225-Nov-2002PricedChart, News, Profile, Insider
ATA IncATAI4.87M$9.50
28-Jan-200828-Jan-2008PricedNews, Profile, Research
Accent Optical Techn Inc

$14.00 - $16.00
TBA25-Oct-2004Withdrawn
Adolor CorpADLR6.0M$15.00
9-Nov-200013-Nov-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Advanstar Inc

$12.50 - $16.50
TBA25-May-2000Withdrawn
Advent Claymore Conv Sec FundAVK30.0M$25.00
28-Apr-200329-Apr-2003PricedChart, News, Profile, Insider
Advent/Claymore Enh G&I FndLCM15.75M$20.00
20-Dec-200426-Jan-2005PricedChart, News, Profile, Research, Insider
Advent/Claymore Global ConvAGC37.5M$20.00
23-May-200724-May-2007PricedNews, Profile, Insider
Aether Systems IncAETH6.0M$16.00
20-Oct-199920-Oct-1999PricedProfile
AgraQuest Inc

$11.00 - $13.00
TBA26-Apr-2002Withdrawn
Allegiant Travel CoALGT5.0M$18.00
6-Dec-20067-Dec-2006PricedNews, Profile, Research, Insider
Alliance Fiber Optic ProductsAFOP4.5M$11.00
16-Nov-200020-Nov-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Alpine Global Premier PropAWP0.25M$20.00
23-Mar-200725-Apr-2007PricedNews, Profile, Insider
Altra Holdings IncAIMC10.0M$13.50
12-Dec-200614-Dec-2006PricedNews, Profile, Research, Insider
American Axle & Mnfg IncAXL7.0M$17.00
28-Jan-199928-Jan-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
American Equity InvestmentAEL18.7M$9.00
26-Nov-20033-Dec-2003PricedChart, News, Msgs, Profile, Research, Insider
AmericanGreetings.com Inc
-0.0M

13-Aug-199911-May-2000Withdrawn
Ansell Healthcare IncAHX


TBA30-Nov-2000WithdrawnProfile
Arbinet-thexchange IncARBX6.54M$17.50
16-Dec-200416-Dec-2004PricedChart, News, Msgs, Profile, Research, Insider
Artisan Entertainment Inc

$16.00 - $18.00
TBA14-Mar-2001Withdrawn
Aspreva Pharmaceuticals CorpASPV7.2M$11.00
1-Mar-20053-Mar-2005PricedProfile
Avesta Technologies IncAVST-0.0M

19-Nov-199914-Apr-2000WithdrawnProfile
Azurix Corp(Enron Corp)AZX36.6M$19.00
9-Jun-19999-Jun-1999PricedProfile
BlackRock CA Muni Income IIBCL3.5M$15.00
28-Jun-200225-Jul-2002PricedChart, News, Profile, Insider
BlackRock Health Scnc TrustBME8.2M$25.00
25-Mar-200528-Mar-2005PricedChart, News, Profile, Insider
BlackRock IncBLK9.0M$14.00
24-Sep-19991-Oct-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
BlackRock Long-term MuniBTA15.0M$15.00
23-Feb-200623-Feb-2006PricedNews, Profile, Insider
BlackRock Mun 2018 Term TrustBPK18.0M$15.00
25-Oct-200125-Oct-2001PricedChart, News, Profile, Insider
BlackRock Muni Income IIBLE26.5M$15.00
25-Jul-200225-Jul-2002PricedChart, News, Profile, Insider
BlackRock NY Muni Income IIBFY3.5M$15.00
28-Jun-200225-Jul-2002PricedChart, News, Profile, Insider
Blackrock Ca Mun 2018 Term TrBJZ7.5M$15.00
25-Oct-200125-Oct-2001PricedChart, News, Profile, Insider
Blackrock Def Opp Cred Tr
9.33M$15.00
28-Jan-200828-Jan-2008Priced
Blackrock Enhanced Div Ach TrsBDJ76.67M$15.00
24-Aug-200525-Aug-2005PricedNews, Profile, Insider
Blackrock Global Eq Inc TrustBFD45.0M$20.00
26-Mar-200727-Mar-2007PricedNews, SEC, Msgs, Profile, Insider
Blackrock NY Mun 2018 Term TrBLJ4.4M$15.00
25-Oct-200125-Oct-2001PricedChart, News, Profile, Insider
Blackrock Preferred and EquityBTZ58.0M$25.00
20-Dec-200621-Dec-2006PricedNews, Profile, Insider
Blackrock Strategic Div Ach TrBDT42.17M$15.00
25-Mar-200425-Mar-2004PricedChart, News, Profile, Insider
Blue Nile IncNILE3.74M$20.50
13-May-200419-May-2004PricedChart, News, Msgs, Profile, Research, Insider
Bovis Homes Group PLCBVS-0.0M

29-May-1999TBAWithdrawnProfile
Buy.com IncBUYX14.0M$13.00
7-Feb-20007-Feb-2000PricedProfile
CEI Citicorp Equity HoldingsCEI-0.0M

TBATBAPostponedProfile
CSN Steel Corp
-0.0M

21-Jul-200121-Jul-2001Withdrawn
Cadence Pharmaceuticals IncCADX6.0M$9.00
10-Oct-200624-Oct-2006PricedNews, Profile, Research, Insider
Calamos Cvt Opp & Income FundCHI4.0M$15.00
24-May-200225-Jun-2002PricedChart, News, Profile, Insider
Capital & Income Strategies FnCII15.0M$20.00
27-Apr-200427-Apr-2004PricedChart, News, Profile, Insider
CarsDirect.com Inc



TBA6-Dec-2000Withdrawn
Catalytic Cap Invest Corp

$8.00
TBA13-Dec-2007Withdrawn
Centerprise Advisors IncCEP
$21.75
TBA9-Nov-1999WithdrawnProfile
Chartwell Div and Income FdCWF4.0M$15.00
26-May-199823-Jun-1998PricedChart, News, Profile, Insider
China Mass Med Int Adv CorpCMM7.21M$6.80
1-Aug-20084-Aug-2008PricedChart, News, SEC, Msgs, Profile, Research
China Sunergy Co LtdCSUN8.5M$11.00
16-May-200717-May-2007PricedNews, Profile, Research
China Techfaith Wireless LtdCNTF8.73M$16.25
29-Apr-20055-May-2005PricedNews, Msgs, Profile, Research
Cia Vale do Rio Doce SARIO68.51M$24.50
12-Mar-200220-Mar-2002PricedProfile
Clough Global Allocation FndGLV0.05M$20.00
26-Jul-200428-Jul-2004PricedChart, News, Profile, Insider
Clough Global Equity FundGLQ20.12M$20.00
26-Apr-200527-Apr-2005PricedNews, Profile, Research, Insider
Clough Global OpportunitiesGLO47.5M$20.00
25-Apr-200625-Apr-2006PricedNews, Profile, Insider
Cohen & Steers Closed-EndFOF28.75M$20.00
16-Nov-200620-Nov-2006PricedNews, Profile, Insider
Cohen & Steers Dividend MajorsDVM3.45M$20.00
7-Dec-200426-Jan-2005PricedChart, News, Profile, Insider
Cohen & Steers Global IncomeINB30.0M$20.00
24-Jul-200726-Jul-2007PricedNews, Msgs, Profile, Insider
Cohen & Steers Global PowerGPF0.05M$20.00
TBATBAFiledProfile
Cohen & Steers IncCNS7.5M$13.00
12-Aug-200412-Aug-2004PricedChart, News, Msgs, Profile, Research, Insider
Cohen & Steers Premium IncomeRPF4.0M$15.00
27-Aug-200227-Aug-2002PricedChart, News, Profile, Insider
Cohen & Steers Quality IncomeRQI40.0M$15.00
25-Feb-200225-Feb-2002PricedChart, News, Profile, Insider
Cohen & Steers REIT Pref FundRNP70.0M$25.00
20-Jun-200324-Jun-2003PricedChart, News, Profile, Insider
Cohen & Steers REIT Util FundRTU75.0M$20.00
26-Jan-200427-Jan-2004PricedChart, News, Profile, Insider
Cohen & Steers Select UtilityUTF44.62M$20.00
24-Mar-200425-Mar-2004PricedChart, News, Profile, Insider
Coinmach Service CorpDRY-0.0M$13.64
11-Jun-200419-Nov-2004PricedProfile
Coley Pharmaceutical Group IncCOLY6.0M$16.00
27-Jul-20059-Aug-2005PricedProfile
Colfax CorpCFX
$22.50
TBA19-Mar-2003WithdrawnProfile
Comdisco VentureCDOV
$14.00 - $16.00
TBA1-Feb-2001WithdrawnProfile
Community Health Systems IncCYH18.75M$13.00
8-Jun-20008-Jun-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Corporate High Yield Fund IIICYE32.0M$15.00
27-Jan-199827-Jan-1998PricedChart, News, Profile, Insider
Corporate High Yield Fund IVHYW12.0M$15.00
25-Sep-200125-Sep-2001PricedProfile
Corporate High Yield Fund VHYV16.7M$15.00
27-Nov-200127-Nov-2001PricedChart, News, Profile, Research, Insider
Corporate High Yield Fund VIHYT38.0M$15.00
27-May-200327-May-2003PricedChart, News, Profile, Research, Insider
Corus Pharma Inc



TBA15-Feb-2006Withdrawn
Cross Country IncCCRN7.81M$17.00
22-Oct-200124-Oct-2001PricedChart, News, SEC, Msgs, Profile, Research, Insider
CyberSource CorpCYBS4.0M$11.00
23-Jun-199923-Jun-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
DWS RREEF World Real Est & TacDRP17.0M$20.00
25-Jun-200726-Jun-2007PricedNews, Profile, Insider
Debt Strategies Fund II IncDSU57.5M$10.00
24-Mar-199824-Mar-1998PricedChart, News, Profile, Insider
Debt Strategies Fund IIIDBU11.0M$10.00
28-Jul-199828-Jul-1998PricedNews, Profile
Defined Strategy Fund IncDSF1.0M$20.00
20-Aug-200422-Dec-2004PricedProfile
Delaware Enhanced Global DivDEX23.0M$20.00
22-Jun-200726-Jun-2007PricedChart, News, Msgs, Profile
Diamond Foods IncDMND6.0M$17.00
18-Jul-200520-Jul-2005PricedNews, Msgs, Profile, Research, Insider
Dick's Sporting Goods IncDKS7.29M$12.00
27-Sep-200215-Oct-2002PricedChart, News, Msgs, Profile, Research, Insider
Digitalconvergence.comDGTL
$11.00
TBA21-Mar-2001WithdrawnProfile
Diversified Income StrategiesDVF0.05M$20.00
21-Sep-200426-Jan-2005PricedChart, News, Profile, Insider
Dollar Express Inc

$14.00 - $16.00
TBA27-Apr-2000Withdrawn
Dow 30 Enh Prem & IncDPO30.0M$20.00
24-May-200724-May-2007PricedNews, Profile, Insider
Dow 30 Prem & Div Inc FndDPD0.05M$20.00
22-Mar-200526-Apr-2005PricedNews, Profile
Dreman/Claymore Div Incme FundDCS0.05M$20.00
27-Jan-200427-Jan-2004PricedChart, News, Profile, Research, Insider
E-Profile IncEPRO-0.0M

7-Aug-200014-Dec-2000WithdrawnProfile
EDEN Bioscience CorpEDEN5.8M$15.00
20-Sep-200026-Sep-2000PricedProfile
EV Tax-Mnged Global Buy-WriteETW0.05M$20.00
8-Apr-200527-Sep-2005PricedNews, Profile, Research, Insider
EXACT Sciences CorpEXAS4.0M$14.00
30-Jan-200130-Jan-2001PricedChart, News, SEC, Msgs, Profile, Research, Insider
Eaton Vance Shrt Dur Div IFEVG23.0M$20.00
7-Dec-200423-Feb-2005PricedChart, News, SEC, Msgs, Profile, Insider
Eaton Vance Tax-Man Buy-Wrt OpETV0.05M$20.00
25-May-200527-Jun-2005PricedNews, Profile, Research, Insider
Edison Schools IncEDSN6.8M$18.00
5-Nov-199910-Nov-1999PricedProfile
Egyptian Electricity Hldg Co
-0.0M

18-Dec-1998TBAWithdrawn
ElderTrust Realty GroupETT6.05M$18.00
26-Jan-199826-Jan-1998PricedProfile
Energy Partners LtdERPLQ5.75M$15.00
24-Oct-20001-Nov-2000PricedProfile
Enhanced Eq Yield & Prm Fd IncECV20.0M$20.00
27-Jun-200527-Jun-2005PricedProfile
Enhanced Equity Yield Fund IncEEF5.75M$20.00
30-Mar-20053-May-2005PricedProfile
Enhanced S&P 500 Covered CallBEO11.75M$20.00
27-Sep-200527-Sep-2005PricedNews, Profile, Insider
Entegris IncENTG13.0M$11.00
10-Jul-200010-Jul-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Exult IncEXLT6.0M$10.00
1-Jun-20002-Jun-2000PricedProfile
F&C Claymore Preferred FundFFC48.3M$25.00
28-Jan-200328-Jan-2003PricedChart, News, Profile, Research, Insider
FMC Technologies IncFTI11.05M$20.00
6-Jun-200113-Jun-2001PricedChart, News, SEC, Msgs, Profile, Research, Insider
Federated Investors IncFII16.29M$19.00
8-May-199813-May-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
Federated Premier IntermediateFPT4.0M$15.00
19-Dec-200219-Dec-2002PricedChart, News, Profile, Insider
Federated Premier MunicipalFMN4.0M$15.00
19-Dec-200219-Dec-2002PricedChart, News, Profile, Insider
Fiduciary/Clymr Dyn Eq FndHCE0.05M$20.00
21-Mar-200526-Apr-2005PricedProfile
Finisar CorpFNSR8.15M$19.00
10-Nov-199911-Nov-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
First Trst/Fid Asset Man Cvd CFFA20.0M$20.00
26-Aug-200426-Aug-2004PricedChart, News, Profile, Insider
First Trust Four Crns Snr FltFCT
$20.00
29-Apr-200425-May-2004PricedChart, News, Profile, Insider
First Trust/Aberdeen GlobalFEO
$20.00
17-Sep-200423-Nov-2004PricedNews, Profile, Insider
First Trust/Fidac MortgageFMY5.5M$20.00
25-May-200525-May-2005PricedNews, Profile, Insider
First Trust/Pequot EnergyFPE
$20.00
TBATBAFiledProfile
FirstAmerica Automotive Inc

$12.00 - $14.00
TBA12-Aug-1999Withdrawn
Floating Rate Income Fund IIFRB12.94M$20.00
27-Jul-200427-Jul-2004PricedChart, News, Profile, Insider
Floating Rate Income Fund IncFRA16.0M$20.00
28-Oct-200328-Oct-2003PricedChart, News, Profile, Insider
Fox Entertainment Group IncFOX85.0M$22.50
9-Nov-199810-Nov-1998PricedProfile
GSI Technology Inc



TBA10-Nov-2005Withdrawn
Gabelli Glbl Utlty&Inc TrustGLU3.5M$20.00
25-May-200425-May-2004PricedChart, News, Profile, Insider
Gabelli Global Deal FundGDL23.0M$20.00
26-Jan-200726-Jan-2007PricedNews, Profile, Insider
Gemini Re Holdings Ltd.
-0.0M

7-Jan-1999TBAFiled
Genencor International IncGCOR7.0M$18.00
27-Jul-200027-Jul-2000PricedProfile
Gerber Childrenswear(Gerber)GCW3.6M$13.00
10-Jun-199810-Jun-1998PricedProfile
Global Ent & Media Hldg CorpGEH15.0M$10.00
TBATBAFiledProfile
Global High Yield Fund Inc
-0.0M

20-Apr-19981-Mar-2002Withdrawn
Global Income & Currency FundGCF10.0M$20.00
24-Apr-200625-Apr-2006PricedNews, Profile, Insider
Global Telesystems Group IncGTS11.1M$20.00
4-Feb-19984-Feb-1998PricedNews, Profile, Research, Insider
GlobeOp Financial Services
20.37M$2.20 - $2.90
15-Jun-20076-Jul-2007Withdrawn
Gold Kist Holdings IncGKIS12.0M$11.00
27-Sep-20046-Oct-2004PricedProfile
Gomez Advisors IncGOMZ-0.0M

20-Apr-200020-Oct-2000WithdrawnProfile
Gushan Environmental EnergyGU18.0M$9.60
18-Dec-200718-Dec-2007PricedNews, Profile, Research
Heritage Ppty Invest Trust IncHTG16.0M$25.00
23-Apr-200223-Apr-2002PricedSEC, Msgs, Profile
I-Cable Communications LtdICAB18.0M$27.00
4-Nov-199918-Nov-1999PricedProfile
IMagicTVIMTV4.75M$11.00
16-Nov-200020-Nov-2000PricedProfile
ING International High DivIID10.0M$20.00
25-Sep-200725-Sep-2007PricedNews, Profile, Insider
IPG Photonics Corp

$14.00 - $16.00
TBA7-Jun-2001Withdrawn
IQ Rising Rate Fund IncRRF1.0M$15.00
14-Jun-200419-Aug-2004WithdrawnProfile
IQ Tax Advantage Div Incm Fnd

$15.00
TBA24-Jul-2008Withdrawn
IXIAXXIA5.5M$13.00
12-Oct-200017-Oct-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Iasis Healthcare Corp

$14.00 - $16.00
TBA10-Dec-2001Withdrawn
Incom Roofing Services IncICR-0.0M

24-Jul-199816-Oct-1998WithdrawnProfile
Income Opportunities Fund 2006

$10.00
TBA22-Feb-1999Withdrawn
Infinity Broadcasting CorpINF135.0M$20.50
7-Dec-19989-Dec-1998PricedNews, Profile
Infonet Services CorpIN51.28M$21.00
12-Oct-199915-Dec-1999PricedNews, SEC, Msgs, Profile, Research, Insider
Information Holdings IncIHI4.25M$12.00
6-Aug-19986-Aug-1998PricedNews, SEC, Msgs, Profile
Inner Mongolia Baotou Steel600111-0.0M

1-Jan-2000TBAWithdrawnProfile
Integrated Electrical ServicesIEE7.0M$13.00
23-Jan-199826-Jan-1998PricedProfile
Intellon CorpITLN
$6.97
TBA21-Mar-2001WithdrawnProfile
Interactive Health IncIHTT
$15.00 - $17.00
TBA8-Jun-2005WithdrawnProfile
Interactive Intelligence IncININ2.67M$13.00
23-Jul-199922-Sep-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Interliant IncINIT7.0M$10.00
6-Jul-19997-Jul-1999PricedProfile
Internet Capital Group IncICGE16.25M$12.00
22-Jun-19994-Aug-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Ironside Technologies Inc
-0.0M

18-Oct-200026-Feb-2001Withdrawn
Jato Communications CorpJATO
$13.00 - $15.00
TBA12-May-2000WithdrawnProfile
KinderCare Learning Ctr Inc
-0.0M

9-Apr-199928-Sep-2000Withdrawn
Kirkland's IncKIRK7.0M$15.00
5-Jun-200210-Jul-2002PricedChart, News, SEC, Msgs, Profile, Research, Insider
Lazard World Dvdnd & Inc FdLOR0.1M$20.00
23-May-200527-Jun-2005PricedNews, Msgs, Profile, Insider
LendingTree IncTREE3.65M$12.00
15-Feb-200015-Feb-2000PricedNews, Msgs, Profile, Research, Insider
LifeStyle Furnishings



TBA17-Apr-2000Withdrawn
Lincoln Educational Svcs CorpLINC4.0M$20.00
21-Jun-200522-Jun-2005PricedNews, Msgs, Profile, Research, Insider
LipoScience IncLIPO
$14.00 - $16.00
TBA21-Oct-2002WithdrawnProfile
Liquidmetal TechnologiesLQMT5.0M$15.00
29-Apr-200221-May-2002PricedNews, Profile, Research, Insider
MBF Healthcare AcquisitionMBH18.75M$8.00
17-Apr-200717-Apr-2007PricedProfile
ML JWH Strategic Allocation
-0.0M

TBATBAFiled
MLP & Strategic EquityMTP17.5M$20.00
25-Jun-200726-Jun-2007PricedNews, Profile
MTone Wireless CoMTWI-0.0M

19-Apr-200413-Aug-2004WithdrawnProfile
MYRIAD INTERNATIONAL HOLDINGMIHL8.3M$18.00
12-Apr-199913-Apr-1999PricedProfile
Macquarie Global Div & Inc FndMFD12.65M$20.00
25-Mar-200425-Mar-2004PricedChart, News, Profile, Insider
MainControl IncMNCL


TBA28-Nov-2000WithdrawnProfile
Market Participation PrincipalPEF31.5M$10.00
TBATBAFiledProfile
Merrill Lynch Snr Flt Rate FdXMPCX50.0M$10.00
TBATBAFiledProfile
Metawave Communications CorpMTWV6.25M$9.00
26-Apr-200026-Apr-2000PricedProfile
MicroStrategy IncMSTR4.0M$12.00
10-Jun-199810-Jun-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
Mistral Acquisition Co

$10.00
TBA25-Sep-2009Withdrawn
More.Com IncMORE


TBA25-May-2000WithdrawnProfile
Muni California Intermediate
6.55M$15.00
TBATBAFiled
Muni Intermediate DurationMUI6.55M$15.00
25-Jun-200329-Jul-2003PricedChart, News, Profile, Insider
Muni New York IntermediateMNE5.33M$15.00
29-Jul-200329-Jul-2003PricedChart, News, Profile, Insider
MuniHldgs NJ Insured Fund IVMHJ2.8M$15.00
20-Jul-199920-Jul-1999PricedNews, Msgs, Profile, Research, Insider
MuniHolding FL Insured Fund VFDM3.5M$15.00
20-Jul-199920-Jul-1999PricedNews, Profile
MuniHoldings CA Insd Fund IIMUC6.7M$15.00
23-Jan-199824-Feb-1998PricedChart, News, Profile, Insider
MuniHoldings Cal Insured Fd IVCIL8.6M$15.00
26-Jan-199926-Jan-1999PricedProfile
MuniHoldings Calif Ins Fnd VCAF4.9M$15.00
20-Jul-199920-Jul-1999PricedNews, Profile
MuniHoldings California IIIMCF6.5M$15.00
22-Sep-199822-Sep-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
MuniHoldings Florida In Fd IIIMFD5.4M$15.00
28-Sep-199828-Sep-1998PricedChart, News, Profile, Insider
MuniHoldings Florida Ins IIMUF8.4M$15.00
20-Feb-199820-Feb-1998PricedProfile
MuniHoldings Florida InsuredMFR8.1M$15.00
26-Jan-199926-Jan-1999PricedProfile
MuniHoldings Fund II IncMUH9.67M$15.00
24-Feb-199824-Feb-1998PricedChart, News, Profile, Insider
MuniHoldings Insured Fund IIMUE9.6M$15.00
TBATBAFiledProfile
MuniHoldings Insured Fund III
6.8M$15.00
TBATBAFiled
MuniHoldings Insured Fund IVMOU3.2M$15.00
TBATBAFiledProfile
MuniHoldings Insured Fund IncMUS12.0M$15.00
28-Apr-199828-Apr-1998PricedChart, News, Profile, Insider
MuniHoldings Mich Insured FundMCG4.03M$15.00
26-Jan-199926-Jan-1999PricedProfile
MuniHoldings NJ Ins Fnd IIIMNJ4.7M$15.00
26-Jan-199926-Jan-1999PricedProfile
MuniHoldings NJ Insured Fd IIMWJ5.3M$15.00
22-Sep-199822-Sep-1998PricedNews, Profile
MuniHoldings NY Ins Fund IIMNU5.3M$15.00
28-Sep-199828-Sep-1998PricedProfile
MuniHoldings NY Ins Fnd IV IncMNW3.9M$15.00
20-Jul-199920-Jul-1999PricedProfile
MuniHoldings New JerseyMUJ6.7M$15.00
6-Mar-19986-Mar-1998PricedChart, News, Profile, Insider
MuniHoldings New York Fund IncMUN6.7M$15.00
9-Jan-199824-Feb-1998PricedProfile
MuniHoldings New York InsuredMNK5.0M$15.00
26-Jan-199926-Jan-1999PricedChart, Profile
MuniHoldings Pennsylvania InsMPI1.88M$15.00
TBATBAFiledProfile
Muniholdings MichiganMDH3.4M$10.00
TBATBAFiledProfile
NASDAQ Premium Income & GrowthQQQX0.05M$20.00
26-Dec-200625-Jan-2007PricedNews, Profile, Insider
Nanosys Inc
6.25M$15.00 - $17.00
22-Apr-20044-Aug-2004Withdrawn
Nassau Broadcasting Corp

$16.00 - $19.00
TBA22-Aug-2000Withdrawn
National Interstate CorpNATL3.85M$13.50
3-Dec-200427-Jan-2005PricedChart, News, Msgs, Profile, Research, Insider
Natl Energy Res Acq CoNER10.0M$10.00
TBATBAFiledProfile
Naviant Inc



TBA4-Dec-2000Withdrawn
NeoPoint Inc
-0.0M

11-Jan-200027-Jul-2000Withdrawn
Neoforma.com IncNEOF7.0M$13.00
21-Jan-200024-Jan-2000PricedProfile
NetCare Health SystemsNHS-0.0M

18-Jun-1998TBAFiledProfile
NetLogic MicrosystemsNETL5.78M$12.00
21-Jun-20048-Jul-2004PricedChart, News, Msgs, Profile, Research, Insider
Netflix IncNFLX5.5M$15.00
20-May-200222-May-2002PricedChart, News, Msgs, Profile, Research, Insider
Netro CorpNTRO5.0M$8.00
17-Aug-199918-Aug-1999PricedNews, Msgs, Profile, Insider
Neuberger Berman Cali FundNBW7.0M$15.00
24-Sep-200224-Sep-2002PricedChart, News, Profile, Insider
Neuberger Berman IntermediateNBH25.0M$15.00
24-Sep-200224-Sep-2002PricedChart, News, Profile, Insider
Neuberger Berman NY FundNBO7.0M$15.00
24-Sep-200224-Sep-2002PricedChart, News, Profile, Insider
New York Stock Exchange
-0.0M

24-Jul-1999TBAWithdrawn
NextG Networks IncNXTG


TBA21-May-2009WithdrawnProfile
NextVenue IncNXVN-0.0M

9-May-200026-Sep-2000WithdrawnProfile
Nextest Systems CorpNEXT5.4M$14.00
21-Mar-200621-Mar-2006PricedProfile
Noranda Aluminum Holding Corp
-0.0M

TBATBAFiled
Nuveen Global GovernmentJGG11.5M$20.00
26-Jun-200627-Jun-2006PricedNews, Profile, Insider
Nuvera Fuel Cells Inc

$18.00 - $20.00
TBA21-Sep-2001Withdrawn
NxStage Medical IncNXTM5.5M$10.00
27-Oct-200527-Oct-2005PricedNews, Msgs, Profile, Research, Insider
OFFITBANK Holdings IncOFB-0.0M

6-Aug-199820-Dec-1999WithdrawnProfile
Odyssey HealthCare IncODSY3.6M$15.00
9-Oct-200130-Oct-2001PricedChart, News, SEC, Msgs, Profile, Research, Insider
Oil States International IncOIS10.0M$9.00
8-Feb-20018-Feb-2001PricedChart, News, SEC, Msgs, Profile, Research, Insider
Old Mutual/Claymore Long-ShortOLA22.5M$20.00
25-Aug-200525-Aug-2005PricedNews, Profile, Insider
OpenTV CorpOPTV7.5M$20.00
19-Nov-199923-Nov-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
OpenTable IncOPEN3.0M$20.00
21-May-200921-May-2009PricedChart, News, Msgs, Profile, Research, Insider
Optio Software IncOPTO5.0M$10.00
13-Dec-199914-Dec-1999PricedProfile
Oratec Interventions IncOTEC4.0M$14.00
4-Apr-20004-Apr-2000PricedProfile
Orexigen Therapeutics IncOREX6.0M$12.00
25-Apr-200725-Apr-2007PricedNews, SEC, Profile, Research, Insider
Orient-Express Hotels LtdOEH10.0M$19.00
9-Aug-200010-Aug-2000PricedChart, News, SEC, Msgs, Profile, Research
PIMCO Fltg Rt Strat FndPFN
$20.00
7-Jul-200426-Oct-2004PricedChart, News, Profile, Research, Insider
PLX Tech IncPLXT3.3M$9.00
30-Mar-19995-Apr-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Packard BioScience CoPBSC12.0M$9.00
18-Apr-200019-Apr-2000PricedProfile
Pantry IncPTRY6.25M$13.00
8-Jun-19999-Jun-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Passave Inc

$15.00 - $17.00
TBA8-May-2006Withdrawn
Peplin IncPLI


TBA9-Jun-2008WithdrawnProfile
Pepsi Bottling Group IncPBG100.0M$23.00
29-Mar-199930-Mar-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
PepsiCo IncPEP-0.0M

19-Dec-1998TBAWithdrawnProfile
Pets.com IncIPET7.5M$11.00
9-Feb-200010-Feb-2000PricedProfile
Pimco Floating Rate IncomePFL28.75M$20.00
26-Aug-200326-Aug-2003PricedChart, News, Profile, Insider
Pimco Global StocksplusPGP11.0M$25.00
24-May-200525-May-2005PricedNews, Profile, Insider
Pioneer Floating Rate TrustPHD0.05M$20.00
19-Nov-200422-Dec-2004PricedChart, News, Profile, Insider
Pioneer High Income TrustPHH0.07M$15.00
28-Mar-200225-Apr-2002PricedChart, News, Msgs, Profile, Research, Insider
Pioneer Tax Adv Balanced TrustPBF0.05M$15.00
23-Jan-200427-Jan-2004PricedProfile
Pivotal CorpPVTL3.5M$12.00
4-Aug-19994-Aug-1999PricedProfile
Preferred & Corporate IncomePSW4.6M$25.00
20-Jun-200329-Jul-2003PricedChart, News, Profile, Insider
Preferred Income Strat FundPSY200.0M$25.00
25-Mar-200325-Mar-2003PricedChart, News, Profile, Insider
Provantage Health ServicesPHS5.3M$18.00
24-Jun-199914-Jul-1999PricedProfile
Quokka Sports IncQKKA5.0M$12.00
27-Jul-199927-Jul-1999PricedProfile
RBC Bearings IncROLL8.29M$14.50
8-Aug-20059-Aug-2005PricedNews, Msgs, Profile, Research, Insider
RBS Global Inc
-0.0M

30-Mar-20064-Apr-2006Withdrawn
RTL plus Deutschland Fernsehen
-0.0M

15-Jun-1999TBAWithdrawn
RV Centers IncRVC-0.0M

1-Feb-1999TBAFiledProfile
Reaves Utility Income FundUTG23.0M$20.00
24-Feb-200424-Feb-2004PricedChart, News, Profile, Insider
Republic Airways Holdings IncRJET5.0M$13.00
11-May-200426-May-2004PricedChart, News, Msgs, Profile, Research, Insider
Republic Services IncRSG51.0M$24.00
29-Jun-199830-Jun-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
S&P 500 Covered Call Fund IncBEP18.9M$20.00
25-Mar-200528-Mar-2005PricedChart, News, Profile, Insider
S&P 500 GEARED FUNDGRE1.0M$20.00
14-Sep-200427-Oct-2004PricedProfile
S&P 500 GEARED Fund II IncGRQ
$20.00
TBA24-Jul-2008WithdrawnProfile
Satyam Computer Services LtdSAY12.5M$9.71
TBA15-May-2001PricedChart, News, Msgs, Profile, Research
Satyam Infoway LtdSIFY-0.0M$18.00
TBA18-Oct-1999PricedChart, News, Msgs, Profile, Research
Scientific Learning CorpSCIL2.3M$16.00
21-Jul-199921-Jul-1999PricedChart, News, Msgs, Profile, Research, Insider
Scudder Glbl Comm Stock FndGCS0.07M$15.00
2-Jul-200423-Sep-2004PricedChart, News, Profile, Insider
Select Medical CorpSLMC9.0M$9.50
3-Apr-20014-Apr-2001PricedNews, Profile
Senior Floating Income Fund
0.07M$13.00 - $15.00
24-Nov-199819-Apr-2000Withdrawn
Sensus Drug Development Corp

$13.00 - $15.00
TBA1-Dec-1998Withdrawn
ShowCase CorpSHWC3.0M$9.00
28-Jun-199929-Jun-1999PricedProfile
SigmaTel IncSGTL10.0M$15.00
10-Sep-200318-Sep-2003PricedChart, News, Msgs, Profile, Research, Insider
Smart Link LtdSMLK3.5M$14.00 - $16.00
TBATBAPostponedProfile
Sml Cap Premium Dividnd Inc FdRCC0.05M$20.00
23-Jun-200526-Jul-2005PricedNews, Profile
Specialty Laboratories IncSP5.0M$16.00
5-Dec-20007-Dec-2000PricedProfile
StarBand Communications Inc



TBA9-Mar-2001Withdrawn
Stratagene Holding Corp
-0.0M

10-Mar-200031-Oct-2000Withdrawn
SunAmerica Focused AlphaFGI9.65M$20.00
22-Dec-200522-Dec-2005PricedNews, Profile
Sunamerica Focused AlphaFGF20.0M$20.00
26-Jul-200526-Jul-2005PricedNews, Msgs, Profile
Super Micro Computer IncSMCI8.0M$8.00
27-Mar-200729-Mar-2007PricedNews, Profile, Research, Insider
SureBeam Corp(Titan Corp)SURE6.7M$10.00
5-Mar-200115-Mar-2001PricedProfile
Susser Holdings CorpSUSS6.0M$16.50
4-Oct-200618-Oct-2006PricedNews, Profile, Research, Insider
Synapse Group Inc
-0.0M

26-Jul-20008-Dec-2000Withdrawn
TS&W/Claymore Tax-Adv Bal FundTYW20.0M$15.00
27-Apr-200427-Apr-2004PricedChart, News, Profile, Insider
Technology Spectrum IncTSPE


TBA22-Feb-2006WithdrawnProfile
Telocity Delaware IncTLCT11.0M$12.00
28-Mar-200028-Mar-2000PricedProfile
Telvent SATLVT8.7M$9.00
18-Oct-200421-Oct-2004PricedChart, News, Msgs, Profile
Theravance IncTHRX5.2M$16.00
1-Oct-20045-Oct-2004PricedChart, News, Msgs, Profile, Research, Insider
Thermage IncTHRM6.0M$7.00
3-Nov-20069-Nov-2006PricedNews, SEC, Profile, Insider
Tomotherapy IncTOMO10.94M$19.00
8-May-20078-May-2007PricedChart, News, Msgs, Profile, Research, Insider
Tortoise Capital ResourcesTTO6.45M$15.00
18-Jan-20071-Feb-2007PricedNews, Profile, Research, Insider
Tremisis Energy Acq Corp IITGY9.5M$8.00
1-Nov-20076-Dec-2007PricedChart, News, Profile, Insider
Trina Solar LtdTSL5.3M$18.50
15-Dec-200618-Dec-2006PricedNews, Profile, Research
Tuesday Morning Corp (Madison)TUES6.6M$15.00
21-Apr-199921-Apr-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
UBID

$14.00 - $15.00
TBATBAWithdrawn
UBID IncUBID1.58M$15.00
3-Dec-19983-Dec-1998PricedProfile
USN CommunicationsUSNC8.0M$16.00
2-Feb-19983-Feb-1998PricedProfile
UTStarcom IncUTSI8.0M$18.00
29-Feb-20002-Mar-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
United National Group LtdUNGL9.75M$17.00
15-Dec-200315-Dec-2003PricedProfile
Universal Compression HoldingsUCO7.0M$22.00
22-May-200023-May-2000PricedNews, SEC, Msgs, Profile, Research
WAM!NET INC
-0.0M

16-Mar-20007-May-2001Withdrawn
WESTERN ASSET PREMIER BONDWEA17.25M$15.00
25-Mar-200225-Mar-2002PricedChart, News, Profile, Research, Insider
Xinyuan Real Estate Co LtdXIN17.5M$14.00
26-Nov-200711-Dec-2007PricedNews, Profile, Research
ZapMe! CorpIZAP9.0M$11.00
19-Oct-199919-Oct-1999PricedProfile
Merrill Lynch ABN AMRO Rothschild
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Altitude Software SGPS SA
-0.0M

23-Oct-2000TBAWithdrawn
Merrill Lynch ABN AMRO Rothschild BRE Bank International Finance
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Powszechny Zaklad Ubezpieczen
-0.0M

1-Jan-20031-Jan-2003Withdrawn
Merrill Lynch AG Edwards & Sons Inc Lehman Brothers
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Neuberger Berman Dvd Adv FndNDD8.05M$20.00
25-Mar-200425-Mar-2004PricedProfile
Merrill Lynch AG Edwards & Sons Inc Wachovia Capital Markets
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Flaherty & Crumrine/ClaymoreFLC15.0M$25.00
26-Aug-200326-Aug-2003PricedChart, News, Profile, Insider
Merrill Lynch BB&T Capital Markets
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Madison/Claymore Covered CallMCN0.07M$15.00
TBA27-Jul-2004PricedChart, News, Profile, Insider
Merrill Lynch BBV Portugal
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
L&G Cirsa Corp SA
-0.0M

5-May-1999TBAWithdrawn
Merrill Lynch BMO Nesbitt Burns Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Gerdau Ameristeel CorpGNA35.0M$4.70
5-Oct-200414-Oct-2004PricedChart, News, SEC, Msgs, Profile, Research
Merrill Lynch Banc of America Securities LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Labopharm IncDDS10.0M$8.00
27-Apr-200628-Apr-2006PricedChart, News, SEC, Msgs, Profile, Research, Insider
Merrill Lynch Banc of America Securities LLC JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Valor Communications Group IncVCG29.38M$15.00
3-Feb-20058-Feb-2005PricedProfile
Merrill Lynch Banco Itau-BBA SA Citigroup
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Gafisa SAGFA39.68M$24.88
7-Mar-200715-Mar-2007PricedNews, Profile, Research
Merrill Lynch Banco Santander Central Hisp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
L&G Cirsa Corp SA
-0.0M

5-May-1999TBAWithdrawn
Merrill Lynch Bear Stearns & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
PAETEC Holding Corp

$12.00 - $14.00
TBA12-Jan-2001Withdrawn
Merrill Lynch Citi Credit Suisse
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Trian Capital CorpTCC
$15.00
TBA5-Aug-2009WithdrawnProfile
Merrill Lynch Citi Deutsche Bank Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
THL Credit IncTCRD-0.0M

TBATBAFiledProfile
Merrill Lynch Citi Deutsche Bank Securities Corp Leerink Swann & Co Wells Fargo Securities LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
AGA Medical Holdings IncAGAM13.75M$14.50
20-Oct-200920-Oct-2009PricedNews, Msgs, Profile, Insider
Merrill Lynch Citi Morgan Stanley Nuveen Investments LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Nuveen California MunicipalNCB3.2M$15.00
27-Apr-200927-Apr-2009PricedNews, Profile
Nuveen New Jersey MunicipalNJV1.83M$15.00
27-Apr-200927-Apr-2009PricedNews, Profile
Nuveen New York MunicipalNYV2.5M$15.00
27-Apr-200927-Apr-2009PricedNews, Profile
Nuveen Pennsylvania MunicipalNPN1.33M$15.00
27-Apr-200927-Apr-2009PricedNews, Profile
Merrill Lynch Citi Wachovia Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Wstn Asset Invest Grade DefineIGI12.5M$20.00
25-Jun-200925-Jun-2009PricedNews, SEC, Msgs, Profile, Insider
Merrill Lynch Citigroup
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Affordable ResidentialARC24.61M$19.00
11-Feb-200411-Feb-2004PricedProfile
Danaos CorpDAC10.25M$21.00
3-Oct-20065-Oct-2006PricedNews, Profile, Research
Enhanced Government Fund IncEGF15.0M$20.00
26-Oct-200526-Oct-2005PricedNews, Profile, Insider
Macquarie Infrastructure Co TrMIC21.4M$25.00
1-Dec-200415-Dec-2004PricedChart, News, Msgs, Profile, Research, Insider
Tandem Health Care Inc
-0.0M

7-Oct-200517-Aug-2006Withdrawn
Merrill Lynch Citigroup UBS Investment Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Blackridge Investment CorpBLKR26.0M$25.00
14-Apr-200416-Jul-2004WithdrawnProfile
Merrill Lynch Citigroup UBS Investment Bank AG Edwards & Sons Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
ING Global Advtg Prem Opp FdIGA21.25M$20.00
25-Oct-200526-Oct-2005PricedNews, Profile, Research, Insider
Merrill Lynch Credit Suisse
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Darwin ProfessionalDR5.22M$16.00
8-May-200618-May-2006PricedProfile
National Beef IncNBP-0.0M

TBATBAFiledProfile
RBS Global Inc



TBA25-Jul-2006Withdrawn
Safe Bulkers IncSB10.0M$19.00
23-May-200828-May-2008PricedNews, Profile, Research
Merrill Lynch Credit Suisse Deutsche Bank Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Chimera Investment CorpCIM33.33M$15.00
5-Nov-200715-Nov-2007PricedNews, Profile, Research, Insider
Pennymac Mtg Invest TrPMT20.0M$20.00
28-Jul-200929-Jul-2009PricedNews, Msgs, Profile, Insider
Merrill Lynch Credit Suisse First Boston
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Alcon IncACL69.75M$33.00
14-Mar-200220-Mar-2002PricedChart, News, Msgs, Profile, Research
CDRJ North Atlantic (Lux) SarlJFA-0.0M

13-Feb-200427-May-2004WithdrawnProfile
Garmin LtdGRMN10.5M$14.00
6-Dec-20008-Dec-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Nasdaq Stock Market IncNDAQ17.25M$9.00
8-Feb-20059-Feb-2005PricedChart, News, Msgs, Profile, Research, Insider
Merrill Lynch Credit Suisse First Boston Bank of China International
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
CNOOC Ltd8831442.43M$15.40
16-Feb-200121-Feb-2001PricedProfile
Merrill Lynch Credit Suisse First Boston Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Cambridge Silicon Radio
-0.0M

21-Oct-2000TBAWithdrawn
Merrill Lynch Deutsche Bank Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Acorn International IncATV7.7M$15.50
1-May-20072-May-2007PricedNews, Profile, Research
Industrias Innopack SAINNOPA95.24M$2.00 - $2.20
22-Jan-2003TBAPostponedProfile
Merrill Lynch Deutsche Bank Securities Corp Citi
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Starwood Property Trust IncSTWD33.75M$20.00
11-Aug-200911-Aug-2009PricedNews, Profile, Research, Insider
Wstn Asset Mtg Capital CorpWMC-0.0M

TBATBAFiledProfile
Merrill Lynch Donaldson Lufkin & Jenrette
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
IXL Enterprises IncIIXL6.0M$12.00
27-May-19992-Jun-1999PricedProfile
Merrill Lynch Goldman Sachs & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
AT&T Latin America CorpATTL-0.0M

1-Jan-2000TBAWithdrawnProfile
Madison River Comm Corp



TBA30-Apr-2007Withdrawn
Merrill Lynch Goldman Sachs & Co Barclays Capital Citi
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Team Health Holdings LLCTMH-0.0M

TBATBAFiledProfile
Merrill Lynch Goldman Sachs & Co JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Prestige Brands Holdings IncPBH23.33M$16.00
28-Jul-20049-Feb-2005PricedChart, News, Msgs, Profile, Research, Insider
Rue21 incRUE6.77M$19.00
10-Nov-200912-Nov-2009PricedNews, Profile, Insider
Merrill Lynch Goldman Sachs & Co JP Morgan Lehman Brothers
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Symetra Financial CorpSYA
$18.00 - $20.00
TBA10-Oct-2008WithdrawnProfile
Merrill Lynch Goldman Sachs & Co Morgan Stanley UBS Investment Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Colony Financial IncCLNY12.5M$20.00
23-Sep-200923-Sep-2009PricedNews, Profile, Research, Insider
Merrill Lynch HSBC Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Lipman Electronic EngineeringLPMA3.0M$41.60
26-Jan-200428-Jan-2004PricedProfile
Merrill Lynch Hong Kong Secs
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Wuhan Iron & Steel Design
-0.0M

1-Jul-1998TBAWithdrawn
Merrill Lynch International
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Amriyah Cement(Egypt)
-0.0M

1-Mar-1998TBAWithdrawn
Credito Italiano SpACRDI-0.0M

1-Mar-1998TBAWithdrawnProfile
F-Log AG(Fiege Group)

$20.00 - $26.00
TBATBAWithdrawn
Friends Provident PLCFP-0.0M$3.17
TBA6-Jul-2001PricedNews, Profile
Grohe Holding GmbH
-0.0M

30-Sep-20031-Jun-2004Withdrawn
Hansabank
-0.0M

21-Feb-1998TBAWithdrawn
Heath Lambert Ltd
76.92M$3.25 - $3.75
7-Jun-200215-Jul-2002Withdrawn
Merkert American CorpMERK-0.0M$21.00 - $23.00
20-Jul-1998TBAWithdrawnProfile
NewRiver Retail LtdNRR-0.0M

9-Jun-200926-Jun-2009WithdrawnProfile
Orascom Hotel Holdings
-0.0M

6-Jun-1998TBAWithdrawn
SIVENSASVS-0.0M

10-Jan-1998TBAWithdrawnProfile
Sensus Drug Development Corp
-0.0M

1-Oct-1998TBAWithdrawn
Spirit Group Ltd
-0.0M

1-Dec-20021-Dec-2002Withdrawn
Sykes HealthPlan Services Inc
-0.0M$11.00 - $13.00
24-Jun-1998TBAWithdrawn
Turk Telekomunikasyon AS
-0.0M

15-Jan-19981-Jan-2001Withdrawn
Virgin Rail Group Ltd
-0.0M

7-Apr-1998TBAWithdrawn
Merrill Lynch International Citigroup
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Foreign & Colonial Mgmt Ltd
-0.0M

22-Apr-20042-Jul-2004Withdrawn
Merrill Lynch International Goldman Sachs International JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Yell Group Plc
-0.0M$2.70 - $3.45
23-May-20021-Jul-2002Withdrawn
Merrill Lynch International Schroder Salomon Smith Barney
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Nassau Broadcasting Corp
-0.0M

1-Jul-2000TBAWithdrawn
Merrill Lynch International Seapower Securities
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Wuhan Iron Processing
-0.0M

1-Mar-1998TBAWithdrawn
Merrill Lynch Intl (Asia)
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
DBTel Inc5304-0.0M

7-Feb-200413-Sep-2004WithdrawnProfile
Inchon Oil Refinery Co Ltd



TBA2-May-2007Withdrawn
Long Chen Paper
-0.0M

5-Jun-20083-Feb-2009Withdrawn
Mtone
-0.0M

7-Feb-200421-Aug-2004Withdrawn
Merrill Lynch Intl CV
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
DSB Group
-0.0M$17.75 - $22.25
1-May-2000TBAWithdrawn
Merrill Lynch JMP Securities LLC Imperial Capital Corp.
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Imperial Capital Group Inc
-0.0M

21-Oct-2009TBAFiled
Merrill Lynch JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Digirad CorpDRAD5.5M$12.00
4-Jun-20049-Jun-2004PricedChart, News, Msgs, Profile, Research, Insider
Golfsmith Intl Hldg IncGOLF6.0M$11.50
2-Jun-200614-Jun-2006PricedNews, Msgs, Profile, Research, Insider
Kinetic Concepts IncKCI18.0M$30.00
23-Feb-200423-Feb-2004PricedChart, News, Msgs, Profile, Research, Insider
Navios Maritime Partners LPNMM10.0M$20.00
6-Nov-200712-Nov-2007PricedNews, Profile, Research
Otis Spunkmeyer Inc



TBA2-Nov-2006Withdrawn
Safety-Kleen HoldCo IncSK21.88M$15.00 - $17.00
TBATBAFiledProfile
Superior Offshore Intl IncDEEP8.67M$15.00
5-Apr-200719-Apr-2007PricedProfile
USI Holdings CorpUSIH9.0M$10.00
30-Apr-200221-Oct-2002PricedProfile
Merrill Lynch JP Morgan Goldman Sachs & Co Barclays Capital
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Symetra Financial CorpSYA-0.0M

TBATBAFiledProfile
Merrill Lynch Jefferies & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
TBS International LtdTBSI8.5M$10.00
24-Jun-200524-Jun-2005PricedNews, Msgs, Profile, Research, Insider
Merrill Lynch Legg Mason & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Western Asset Claymore Fund 2WIW73.03M$15.00
24-Feb-200424-Feb-2004PricedChart, News, Profile, Insider
Merrill Lynch Legg Mason Wood Walker
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Western Asset/Claymore US TrsWIA33.33M$15.00
25-Sep-200325-Sep-2003PricedChart, News, Profile, Insider
Merrill Lynch Lehman Brothers
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Concentric Med IncCLOT


TBA15-Feb-2008WithdrawnProfile
IPG Photonics CorpIPGP9.0M$16.50
8-Dec-200612-Dec-2006PricedNews, Profile, Research, Insider
Universal Compression PartnersUCLP5.5M$21.00
10-Oct-200616-Oct-2006PricedProfile
Merrill Lynch Lehman Brothers Citigroup
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Douglas Emmett IncDEI55.0M$21.00
10-Oct-200623-Oct-2006PricedNews, Profile, Research, Insider
Merrill Lynch Lehman Brothers UBS Investment Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Colfax CorpCFX18.75M$18.00
1-May-20087-May-2008PricedNews, Profile, Research, Insider
GNC CorpGNC
$16.00 - $18.00
TBA22-Dec-2006WithdrawnProfile
Merrill Lynch Maxim Group LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Dekania CorpDEK9.7M$10.00
3-Jan-20071-Feb-2007PricedNews, Profile, Insider
Merrill Lynch MeritaNordbanken
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Aleksia Oyj
-0.0M$9.25 - $11.25
22-Feb-1999TBAWithdrawn
Merrill Lynch Morgan Stanley
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Adams Respiratory TherapeuticsARXT7.08M$17.00
19-Jul-200520-Jul-2005PricedProfile
Altus Pharmaceuticals IncALTU6.0M$15.00
11-Jan-200626-Jan-2006PricedMsgs, Profile, Research
Eyetech Pharmaceuticals IncEYET6.5M$21.00
29-Jan-200429-Jan-2004PricedProfile
Foursquare Capital CorpFSQR25.0M$20.00
TBATBAPostponedProfile
Herbalife LtdHLF14.5M$14.00
9-Nov-200415-Dec-2004PricedChart, News, Msgs, Profile, Research, Insider
MAP Pharmaceuticals IncMAPP5.0M$12.00
4-Oct-20074-Oct-2007PricedNews, Profile, Research, Insider
PAETEC Holding Corp

$12.00 - $14.00
TBA16-Sep-2005Withdrawn
Petco Animal Supplies IncPETC14.5M$19.00
19-Feb-200221-Feb-2002PricedProfile
Replidyne IncRDYN5.0M$10.00
26-Jun-200627-Jun-2006PricedNews, Msgs, Profile, Insider
Verisk Analytics IncVRSK85.25M$22.00
29-Sep-20096-Oct-2009PricedNews, Profile, Research, Insider
Merrill Lynch Morgan Stanley Dean Witter
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
ICICI LtdIC29.76M$9.80
10-Sep-199922-Sep-1999PricedProfile
Savvis Communications CorpSVVS17.0M$24.00
14-Feb-200014-Feb-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Merrill Lynch Morgan Stanley JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Clearwire CorpCLWR20.0M$25.00
7-Mar-20077-Mar-2007PricedNews, Profile, Research, Insider
Merrill Lynch Nuveen Investments LLC Wachovia Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Nuveen High Munic High Income

$15.00
TBATBAFiled
Merrill Lynch Pactual Capital Corporation
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
CPFL Energia SACPL15.83M$18.00
28-Sep-200428-Sep-2004PricedChart, News, Msgs, Profile, Research
Merrill Lynch Prudential Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Global Markets Access LtdGMAL12.0M$15.00
TBATBAPostponedProfile
Merrill Lynch Prudential-Bache Secs (UK) Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Global Markets Access Ltd
-0.0M$15.00 -
1-Mar-1999TBAWithdrawn
Merrill Lynch Raymond James & Associates Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Ellora Energy IncLORA
$17.00 - $19.00
TBA17-Apr-2009WithdrawnProfile
Merrill Lynch Raymond James & Associates Inc Wells Fargo Bank NA
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Pebblebrook Hotel Trust
-0.0M

TBATBAFiled
Merrill Lynch SG Cowen Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
SmartBargains Inc



TBA11-Feb-2005Withdrawn
Merrill Lynch Salomon Smith Barney
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Gabelli Asset Management IncGBL6.0M$17.50
10-Feb-199910-Feb-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Global Crossing LtdGBLX-0.0M$19.00
TBA13-Aug-1998PricedProfile
Rhythms NetConnections IncRTHM9.38M$21.00
6-Apr-19996-Apr-1999PricedProfile
Snap Appliance Inc



TBA14-Jun-2001Withdrawn
Merrill Lynch Thomas Weisel Partners
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Caribou Coffee Company IncCBOU5.36M$14.00
14-Sep-200528-Sep-2005PricedNews, Msgs, Profile, Research, Insider
Merrill Lynch UBS Investment Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
A-Max Technology LtdAMAX6.5M$14.50 - $16.50
TBATBAFiledProfile
American Commercial Lines LLCACLI8.25M$21.00
4-Oct-20056-Oct-2005PricedNews, Msgs, Profile, Research, Insider
Capital Product Partners LPCPLP11.75M$21.50
26-Mar-200729-Mar-2007PricedNews, Profile
Giant Interactive Group IncGA57.2M$15.50
26-Oct-200731-Oct-2007PricedNews, Profile, Research
Tongjitang Chinese MedicinesTCM-0.0M$10.00
20-Mar-200715-Mar-2007PricedNews, Profile, Research
Merrill Lynch UBS Investment Bank AG Edwards & Sons Inc Wachovia Capital Markets
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Blackrock Ltd Duration Inc TrBLW45.0M$20.00
28-Jul-200328-Jul-2003PricedChart, News, Profile, Insider
Merrill Lynch Unicredit Lehman Brothers International
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Fri-EL Green Power SpA

$2.30 - $3.45
TBA19-Nov-2007Withdrawn
Merrill Lynch Wachovia Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
AmWINS Group Inc



TBA3-Oct-2007Withdrawn
Ares Capital CorpARCC17.0M$15.00
17-Sep-20045-Oct-2004PricedChart, News, Msgs, Profile, Research, Insider
DCT Industrial Trust IncDCT15.0M$12.25
30-Nov-200612-Dec-2006PricedNews, Profile, Research, Insider
Evergreen Intl Balance Inc FdEBI15.0M$20.00
26-Oct-200526-Oct-2005PricedNews, Profile, Insider
Evergreen Managed IncomeERC43.99M$20.00
23-Jun-200324-Jun-2003PricedChart, News, Profile, Insider
Merrill Lynch Wachovia Securities Inc Morgan Stanley
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Government Properties IncomeGOV10.0M$20.00
28-May-20092-Jun-2009PricedNews, SEC, Msgs, Profile, Research, Insider
Merrill Lynch Warburg Dillon Read Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
CareInsite Inc(Medical Mgr)CARI5.65M$18.00
14-Jun-199915-Jun-1999PricedProfile
Merrill Lynch Wells Fargo Bank NA Nuveen Investments LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Nuveen Enhanced MunicipalNEV0.02M$15.00
24-Sep-200924-Sep-2009PricedNews, Msgs, Profile, Insider
Merrill Lynch William Blair & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Archipelago Learning IncARCL6.25M$16.50
19-Nov-200919-Nov-2009PricedNews, Profile, Insider
Merrill Lynch, Pierce, Fenner
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Ctrip.com International LtdCTRP4.2M$18.00
4-Dec-20039-Dec-2003PricedChart, News, Msgs, Profile, Research
Evergreen Income Adv FundEAD69.0M$15.00
25-Feb-200326-Feb-2003PricedChart, News, Profile, Insider
Gabelli Dividend & Inc TrustGDV0.5M$20.00
28-Oct-200324-Nov-2003PricedChart, News, Profile, Insider
Nuveen Equity Premium & GrowthJPG17.5M$20.00
21-Nov-200522-Nov-2005PricedNews, Profile, Insider
Whiting Petroleum CorpWLL15.0M$15.50
14-Nov-200319-Nov-2003PricedChart, News, Msgs, Profile, Research, Insider
Merriman Curhan Ford & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Consonus Technologies IncDCTI
$8.00 - $10.00
TBA16-Sep-2008WithdrawnProfile
DG Acquisition Corp

$8.00
TBA2-Feb-2007Withdrawn
Fuqi International IncFUQI6.42M$9.00
18-Oct-200723-Oct-2007PricedNews, Profile, Research, Insider
IBuyDigital.com IncIBUY


TBA2-Oct-2006WithdrawnProfile
Shine Media Acquisition CorpSHND6.0M$6.00
14-Dec-200620-Dec-2006PricedNews, Profile
TC Acquisition Corp
6.0M$6.00
TBATBAFiled
VeriChip CorpCHIP3.1M$6.50
9-Feb-20079-Feb-2007PricedNews, Profile, Insider
Meschaert Rousselle
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Silway

$6.60 - $7.68
TBATBAWithdrawn
Midtown Partners & Co LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Spheric Technologies IncSPT1.17M$6.00
TBATBAFiledProfile
Millenium Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Ripe Touch Greenhouses IncRTGI
$6.20
TBA14-Jun-1999WithdrawnProfile
Millennium Financial Group
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
GenesisIntermedia.com IncGENI2.0M$8.50
8-Jun-199914-Jun-1999PricedProfile
Mills Financial Services Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
United Finl Mtg Corp,IllinoisUFMC0.8M$6.50
8-May-199826-May-1998PricedProfile
Mirabaud Securities Limited
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Ensus



TBA1-Mar-2007Withdrawn
Mizuho Securities Co Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Sun Japan Corp
-0.0M

1-Jul-2002TBAWithdrawn
Monex Inc UFJ Capital Markets Securities
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Sourcenext Corp
-0.0M

17-Jan-2002TBAWithdrawn
Morgan Joseph & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
2020 Chinacap Acquirco IncTTY7.5M$8.00
7-Nov-20079-Nov-2007PricedProfile
57th Gen Acquisition Corp
5.0M

TBATBAFiled
Aldabra Acquisition CorpALBAU4.0M$6.00
23-Dec-200417-Feb-2005PricedProfile
Arcade Acquisition CorpACDQ7.5M$8.00
16-May-200721-May-2007PricedProfile
Beverage Acquisition Corp
4.5M$8.00
TBATBAFiled
Camden Learning CorpCAEL4.5M$8.00
5-Nov-200729-Nov-2007PricedNews, Profile, Insider
ChinaGrowth North Acq CorpCGNUF4.5M$8.00
19-Jan-200723-Jan-2007PricedProfile, Insider
Chinagrowth South Acq CorpCGSAC4.5M$8.00
19-Jan-200723-Jan-2007PricedProfile
Coconut Palm Acquisition CorpCNUT10.0M$5.00
TBATBAFiledProfile
Echo Healthcare AcquisitionEHHA6.25M$8.00
8-Mar-200617-Mar-2006PricedProfile
General Finance CorpGFN7.5M$8.00
28-Mar-20065-Apr-2006PricedNews, Profile, Insider
Global Tech Industries IncGTQ10.0M$8.00
TBATBAFiledProfile
Green Power Enterprises Inc
25.0M$8.00
25-Oct-2007TBAFiled
HD Partners Acquisition CorpHDP18.75M$8.00
30-May-20064-Jun-2006PricedProfile
Inter-Atlantic Financial IncIAN7.5M$8.00
22-May-200721-May-2007PricedNews, Profile, Insider
Oakmont Acquisition CorpOMAC8.0M$6.00
12-Jul-200512-Jul-2005PricedProfile
Redstar Partners Inc
3.0M$8.00
TBATBAFiled
Stone Arcade Acquisition CorpSCDE20.0M$6.00
1-Aug-200515-Aug-2005PricedProfile
Stone Tan China Acq CorpSTTA25.0M$8.00
15-Oct-200715-Oct-2007PricedNews, Profile, Insider
Taliera CorpTLE
$8.00
TBA29-Mar-2007WithdrawnProfile
Morgan Joseph & Co Inc Legend Merchant Group Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Infinity I-China Acq Corp
4.5M$8.00
TBATBAFiled
Morgan Keegan Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Cintra Select Fund Inc
8.05M$15.00
TBATBAFiled
Computer Programs & SystemsCPSI3.0M$16.50
20-May-200220-May-2002PricedChart, News, SEC, Msgs, Profile, Research, Insider
Conrad Industries IncCNRD2.5M$12.00
8-Jun-199810-Jun-1998PricedProfile
Dividend Capital Realty IncomeDCA14.0M$15.00
3-Dec-200423-Feb-2005PricedChart, News, Profile, Research, Insider
Hudson Hotels TrustHHT
$9.50 - $10.50
TBA11-Jun-1999WithdrawnProfile
Lamar Capital CorpLCCO1.36M$10.00
7-Dec-199816-Dec-1998PricedProfile
MassMutual High Inc Invstr FdMMH
$15.00
TBATBAFiledProfile
MasterGraphics IncMAGR3.6M$10.00
9-Jun-199810-Jun-1998PricedProfile
Millennium Cell IncMCEL3.0M$10.00
9-Aug-20009-Aug-2000PricedProfile
O Gara Group IncOGAR8.0M$14.00 - $16.00
TBATBAPostponedProfile
Office Centre CorporationOCCI
$10.00 - $12.00
TBA28-Sep-1998WithdrawnProfile
RMK Advantage Income Fund IncRMA4.6M$15.00
20-Oct-20048-Nov-2004PricedChart, News, Msgs, Profile, Insider
RMK High Income Fund IncRMH17.01M$15.00
23-Jun-200324-Jun-2003PricedChart, News, Profile, Insider
RMK Multi-Sector High Income
31.05M$15.00
18-Jan-200619-Jan-2006Priced
RMK Strategic Income FundRSF21.0M$15.00
17-Mar-200418-Mar-2004PricedChart, News, Profile, Insider
Republic Bancorp Inc,KentuckyRBNC2.14M$13.00
20-Jul-199822-Jul-1998PricedProfile
Triangle Capital CorpTCAP3.5M$15.00
5-Feb-200714-Feb-2007PricedNews, Profile, Research, Insider
United Investors Realty TrustUIRT7.6M$10.00
5-Mar-199810-Mar-1998PricedProfile
Morgan Keegan Inc BB&T Capital Markets
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Main Street Capital CorpMAIN5.0M$15.00
21-Sep-20074-Oct-2007PricedChart, News, SEC, Msgs, Profile, Research, Insider
Morgan Keegan Inc Jefferies & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Global Secure CorpGSEC
$6.50
TBA31-Mar-2006WithdrawnProfile
Morgan Stanley
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
51Job IncJOBS5.25M$14.00
7-Jul-200428-Sep-2004PricedChart, News, Msgs, Profile, Research
ARYx Therapeutics IncARYX5.0M$10.00
5-Nov-20078-Nov-2007PricedNews, Profile, Research, Insider
Advance Amer Cash Advance CtrsAEA21.5M$15.00
14-Dec-200415-Dec-2004PricedChart, News, Msgs, Profile, Research, Insider
Advanced Analogic TechnologiesAATI10.6M$10.00
2-Aug-20053-Aug-2005PricedNews, Msgs, Profile, Research, Insider
Aerocontracts Ltd(RF Saywell)

$16.00 - $18.00
TBA11-Apr-2003Withdrawn
Affymax IncAFFY3.5M$25.00
30-Nov-200614-Dec-2006PricedNews, Profile, Research, Insider
Airvana IncAIRV8.3M$7.00
5-Jul-200719-Jul-2007PricedNews, Profile, Research, Insider
Amedica CorpAMCA
$13.00 - $15.00
TBA6-Aug-2007WithdrawnProfile
Amicus Therapeutics Inc



TBA2-Aug-2006Withdrawn
Anacor Pharmaceuticals IncANAC


TBA23-Dec-2008WithdrawnProfile
Aprimo IncMKTG


TBA3-Apr-2008WithdrawnProfile
ArcSight IncARST6.86M$9.00
22-Jan-200814-Feb-2008PricedNews, Profile, Research, Insider
Assurant IncAIZ80.0M$22.00
3-Feb-20044-Feb-2004PricedChart, News, Msgs, Profile, Research, Insider
Atheros Communications IncATHR9.0M$14.00
11-Feb-200411-Feb-2004PricedChart, News, Msgs, Profile, Research, Insider
Barrier Therapeutics IncBTRX5.0M$15.00
2-Apr-200428-Apr-2004PricedChart, News, Msgs, Profile
Biodel IncBIOD5.0M$15.00
26-Apr-200710-May-2007PricedNews, Profile, Research, Insider
Bunge LtdBG17.6M$16.00
31-Jul-20011-Aug-2001PricedChart, News, Msgs, Profile, Research, Insider
CHALCO260023.29M$0.18
16-Nov-20015-Dec-2001PricedProfile
CNinsure IncCISG11.76M$16.00
30-Oct-200730-Oct-2007PricedNews, Profile, Research
Cogent IncCOGT18.0M$12.00
23-Sep-200423-Sep-2004PricedChart, News, Msgs, Profile, Research, Insider
Compellent Technologies IncCML6.0M$13.50
21-Sep-20079-Oct-2007PricedNews, Profile, Research, Insider
Converse IncCNVS


TBA4-Sep-2003WithdrawnProfile
Corel CorpCREL6.5M$16.00
25-Apr-200625-Apr-2006PricedNews, Msgs, Profile, Research
Crayfish Co Ltd4747-0.0M$24.50
TBA6-Mar-2000PricedProfile
DWS Dreman Value IncomEdgeDHG47.5M$20.00
17-Nov-200621-Nov-2006PricedNews, Profile, Insider
Delos Acquisition Corp
15.0M$10.00
20-Feb-200811-Jul-2008Withdrawn
Dolby Laboratories IncDLB-0.0M$18.00
30-Dec-200416-Feb-2005PricedChart, News, Msgs, Profile, Research, Insider
ETelecare Global Solutions IncETEL5.5M$13.50
13-Mar-200727-Mar-2007PricedNews, Profile, Research
Emphasys Medical IncEMPH


TBA12-May-2008WithdrawnProfile
Employers Holdings IncEIG26.75M$17.00
29-Jan-200730-Jan-2007PricedNews, Profile, Research, Insider
Fidelity Natl Inf Serv Inc



TBA22-Dec-2004Withdrawn
Fluidigm CorpFLDM
$14.00 - $16.00
TBA26-Sep-2008WithdrawnProfile
FormFactor IncFORM6.0M$14.00
11-Jun-200311-Jun-2003PricedChart, News, SEC, Msgs, Profile, Research, Insider
Gol Linhas Aereas InteligentesGOL16.52M$17.00
1-Jun-200423-Jun-2004PricedNews, Msgs, Profile, Research
Guidance Software IncGUID5.0M$11.50
8-Dec-200612-Dec-2006PricedNews, Profile, Research, Insider
Highland Credit StrategiesHCF35.0M$20.00
22-Jun-200623-Jun-2006PricedNews, Profile, Insider
Himax Technologies IncHIMX52.0M$9.00
20-Mar-200630-Mar-2006PricedNews, Msgs, Profile, Research
IPass IncIPAS7.0M$14.00
23-Jul-200323-Jul-2003PricedChart, News, Msgs, Profile, Research, Insider
InnerWorkings IncINWK10.59M$9.00
27-Jul-200615-Aug-2006PricedNews, Profile, Research, Insider
JetBlue Airways CorpJBLU5.5M$27.00
10-Apr-200211-Apr-2002PricedChart, News, SEC, Msgs, Profile, Research, Insider
MSCI BarraMXB14.0M$18.00
29-Oct-200714-Nov-2007PricedNews, Msgs, Profile, Research, Insider
Man Dual AbsoluteMTY0.05M$20.00
25-May-2007TBAFiledProfile
Maxcom Telecomunicaciones SAMXT9.7M$17.50
17-Oct-200718-Oct-2007PricedNews, SEC, Msgs, Profile, Research
MedSource Technologies IncMEDT7.5M$12.00
26-Mar-200226-Mar-2002PricedProfile
Morgan Stanley China A ShareCAF12.2M$20.00
26-Sep-200627-Sep-2006PricedNews, Profile
Morgan Stanley EmergingEDD75.0M$20.00
20-Apr-200723-Apr-2007PricedNews, Profile, Insider
Morgan Stanley Frontier IncFFD7.1M$20.00
25-Aug-200822-Aug-2008PricedNews, Profile
Morgan Stanley Income FundOMA0.07M$15.00
22-Feb-2006TBAFiledProfile
Neurogesx IncNGSX4.0M$11.00
26-Apr-20071-May-2007PricedNews, Profile, Research, Insider
Neutral Tandem IncTNDM6.65M$14.00
30-Oct-20071-Nov-2007PricedNews, Profile, Research, Insider
NightHawk Radiology Hldg IncNHWK5.8M$16.00
7-Feb-20068-Feb-2006PricedNews, Msgs, Profile, Research, Insider
Nuveen Global ValueJGV22.5M$20.00
21-Jul-200624-Jul-2006PricedNews, Profile, Insider
Omniture IncOMTR10.7M$6.50
22-Jun-200627-Jun-2006PricedNews, Msgs, Profile, Research, Insider
PTC Therapeutics Inc



TBA20-Apr-2007Withdrawn
Pharmion CorpPHRM6.0M$14.00
30-Oct-20035-Nov-2003PricedProfile
Phoenix Cos IncPNX48.8M$17.50
18-Jun-200119-Jun-2001PricedChart, News, SEC, Msgs, Profile, Research, Insider
Pinnacle Airlines CorpPNCL19.4M$14.00
20-Nov-200324-Nov-2003PricedChart, News, Msgs, Profile, Research, Insider
Premcor IncPCO18.0M$24.00
30-Apr-200229-Apr-2002PricedNews, Msgs, Profile
Premium Standard Farms IncPORK9.84M$12.50
13-Jun-200513-Jun-2005PricedProfile
Progress Rail Services Corp



TBA21-Jun-2006Withdrawn
PwCC Ltd



TBATBAWithdrawn
RightNow Technologies IncRNOW6.3M$7.00
4-Aug-20045-Aug-2004PricedChart, News, Msgs, Profile, Research, Insider
SalesForce.com IncCRM10.0M$11.00
22-Jun-200422-Jun-2004PricedChart, News, Msgs, Profile, Research, Insider
SiRF Technology Holdings IncSIRF10.0M$12.00
19-Apr-200421-Apr-2004PricedProfile
Sourcefire IncFIRE5.77M$15.00
1-Mar-20078-Mar-2007PricedNews, Msgs, Profile, Research, Insider
Staktek Holdings IncSTAK10.0M$13.00
20-Jan-20035-Feb-2004PricedProfile
Stentor Inc



TBA4-Aug-2005Withdrawn
Synta Pharmaceuticals Corp

$14.00 - $16.00
TBA13-Jun-2005Withdrawn
TODCOTHE12.0M$12.00
3-Feb-20044-Feb-2004PricedProfile
Tellium IncTELM7.5M$15.00
15-May-200117-May-2001PricedProfile
TransMedics IncTMDX


TBA15-Dec-2008WithdrawnProfile
Trubion Pharmaceuticals IncTRBN4.0M$13.00
16-Oct-200617-Oct-2006PricedNews, Profile, Research, Insider
Vimicro International CorpVIMC8.7M$10.00
8-Nov-200514-Nov-2005PricedNews, Msgs, Profile, Research
Visicu IncEICU6.0M$16.00
4-Apr-20064-Apr-2006PricedProfile
Wellcare Group IncWCG8.43M$17.00
8-Jun-200430-Jun-2004PricedChart, News, Msgs, Profile, Research, Insider
Xanodyne Pharmaceuticals IncXANO


TBA24-Oct-2008WithdrawnProfile
XenoPort IncXNPT5.0M$10.50
27-May-20052-Jun-2005PricedNews, Msgs, Profile, Research, Insider
Morgan Stanley & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Allied Security Inc
-0.0M

19-Sep-200220-Feb-2003Withdrawn
Bonton AS
-0.0M

9-Feb-19981-Mar-1998Withdrawn
Morgan Stanley & Co ABN AMRO Rothschild
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Organon Biosciences{OBS}
-0.0M

7-Feb-200613-Mar-2007Withdrawn
Morgan Stanley & Co Banc of America Securities LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Coast Resorts Inc
-0.0M

24-May-200211-Apr-2003Withdrawn
Morgan Stanley & Co Banc of America Securities LLC Credit Suisse First Boston
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Montpelier Re Holdings LtdMRH9.52M$20.00
8-Oct-20029-Oct-2002PricedChart, News, Msgs, Profile, Research, Insider
Morgan Stanley & Co Credit Suisse
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Golden Concord Holdings Ltd
-0.0M

TBATBAFiled
Morgan Stanley & Co Deutsche Bank Securities
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
FabrinetFN-0.0M

TBATBAFiledProfile
Morgan Stanley & Co Fortis Credit Suisse
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Tommy Hilfiger Corp



TBA25-Jan-2008Withdrawn
Morgan Stanley & Co Goldman Sachs & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
A123 Systems IncAONE25.68M$13.50
22-Sep-200923-Sep-2009PricedNews, Profile, Research, Insider
Morgan Stanley & Co IntesaBci SpA Mediobanca
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Marconi Mobile Holdings SpA
-0.0M

3-Jul-200215-Oct-2002Withdrawn
Morgan Stanley & Co Lehman Brothers International JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Uni-Invest NV
-0.0M$13.00 - $15.50
26-May-200719-Jun-2007Withdrawn
Morgan Stanley & Co Renaissance Capital Group KIT Finance Investment Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
OAO MechelMTL
$7.05
TBA22-Jul-2008WithdrawnProfile
Morgan Stanley & Co Salomon Smith Barney
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Carrier1 International SACONE-0.0M$17.48
15-Jan-200023-Feb-2000PricedProfile
Morgan Stanley & Co UBS Investment Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
China Time Share Media Co LtdCTSM-0.0M

9-Sep-2008TBAFiledProfile
RCS & RDS Group

$5.25 - $7.25
TBA7-Nov-2007Withdrawn
Morgan Stanley & Co UBS Investment Bank Deutsche Bank AG
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Sophos PLC

$1.60 - $2.00
TBA6-Dec-2007Withdrawn
Morgan Stanley & Co UBS Warburg
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Chicago Mercantile ExchangeCME4.75M$35.00
5-Dec-20025-Dec-2002PricedNews, Msgs, Profile, Research, Insider
Morgan Stanley & Co William Blair & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Rosetta Stone IncRST-0.0M$18.00
3-Apr-200915-Apr-2009PricedNews, SEC, Msgs, Profile, Research, Insider
Morgan Stanley & Co. Intl plc Goldman Sachs & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
New Russian Generation Ltd

$9.05 - $11.15
TBA16-Nov-2007Withdrawn
Morgan Stanley (Asia) Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
TCL Mobile Commun Co Ltd
-0.0M

6-Apr-200421-Aug-2004Withdrawn
Morgan Stanley Australia Ltd UBS Australia Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Global Ethanol Hldg Pty Ltd

$4.60 - $5.80
TBA18-Aug-2006Withdrawn
Morgan Stanley Banc of America Securities LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Global Signal IncGSL7.0M$18.00
2-Jun-20042-Jun-2004PricedChart, News, Msgs, Profile, Research, Insider
Morgan Stanley Banco Itau SA Santander Investment Secs
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
El Tejar Limited



TBA13-Jan-2009Withdrawn
Morgan Stanley Banco Itau-BBA SA HSBC Holdings PLC Banco de Santander SA
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
El Tejar Limited
-0.0M

12-Sep-200813-Jan-2009Withdrawn
Morgan Stanley Bear Stearns & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
SAIC IncSBM75.0M$15.00
2-Oct-200613-Oct-2006PricedProfile
Morgan Stanley Citi
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Cardiovascular Systems Inc



TBA4-Nov-2008Withdrawn
Kohlberg Kravis Roberts & Co



TBA24-Jun-2009Withdrawn
Van Kampen Municipal Opportuni
0.05M$20.00
TBATBAFiled
Morgan Stanley Citi JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Genpact LtdG35.29M$14.00
1-Aug-20071-Aug-2007PricedNews, SEC, Msgs, Profile, Insider
Morgan Stanley Citi Merrill Lynch Credit Suisse
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Babcock & Brown Air LtdFLY18.7M$23.00
24-Sep-200726-Sep-2007PricedNews, Profile, Research
Morgan Stanley Citi Merrill Lynch Credit Suisse Lehman Brothers Deutsche Bank Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Blackstone Group LPBX133.33M$31.00
21-Jun-200721-Jun-2007PricedNews, Profile, Research, Insider
Morgan Stanley Citigroup
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Alpha Natural Resources IncANR29.5M$19.00
10-Feb-200514-Feb-2005PricedChart, News, Msgs, Profile, Research, Insider
Dresser-Rand Group IncDRC22.5M$21.00
2-Aug-20054-Aug-2005PricedNews, Msgs, Profile, Research, Insider
Foundation Coal Holdings IncFCL23.61M$22.00
7-Dec-20048-Dec-2004PricedProfile
WebMD Health CorpWBMD6.9M$17.50
27-Sep-200528-Sep-2005PricedNews, Msgs, Profile, Research, Insider
Morgan Stanley Citigroup AG Edwards & Sons Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
BlackRock World InvestmentBWC55.0M$15.00
21-Oct-200524-Oct-2005PricedNews, Msgs, Profile, Research, Insider
Morgan Stanley Citigroup Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
PanAmSat Holding CorpPA50.0M$18.00
15-Mar-200516-Mar-2005PricedProfile
Morgan Stanley Citigroup/Salomon Smith Barney
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Axis Capital Holdings LtdAXS21.5M$22.00
10-Jun-20031-Jul-2003PricedChart, News, Msgs, Profile, Research, Insider
Carolina GroupCG31.27M$28.00
23-Jan-200231-Jan-2002PricedProfile
Max Re Capital LtdMXRE14.29M$16.00
13-Aug-200113-Aug-2001PricedProfile
Seagate Technology LLCSTX72.5M$12.00
10-Dec-200210-Dec-2002PricedNews, Msgs, Profile, Research, Insider
Morgan Stanley Credit Suisse
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
China Dig TV Hldg Co LtdSTV12.0M$16.00
3-Oct-20074-Oct-2007PricedNews, Msgs, Profile, Research
DemandTec IncDMAN6.0M$11.00
7-Aug-20078-Aug-2007PricedNews, Profile, Research, Insider
Echo Global Logistics IncECHO5.7M$14.00
25-Sep-20091-Oct-2009PricedChart, News, SEC, Msgs, Profile, Research, Insider
GCL Silicon Technology HldngsGCL


TBA16-Jul-2009WithdrawnProfile
K12 IncLRN6.0M$18.00
8-Nov-200712-Dec-2007PricedNews, Profile, Research, Insider
Optium CorpOPTM5.2M$17.50
23-Oct-200626-Oct-2006PricedProfile, Research, Insider
Perfect World Co LtdPWRD11.8M$16.00
23-Jul-200725-Jul-2007PricedNews, Profile, Research
Phenomix Corp



TBA23-Oct-2008Withdrawn
Morgan Stanley Credit Suisse First Boston
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Dresser Inc



TBA21-Jun-2006Withdrawn
Google IncGOOG24.64M$85.00
29-Apr-200418-Aug-2004PricedChart, News, Msgs, Profile, Research, Insider
Morgan Stanley Credit Suisse First Boston JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
NeuStar IncNSR25.0M$22.00
10-Jun-200528-Jun-2005PricedNews, Msgs, Profile, Research, Insider
Morgan Stanley Credit Suisse JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
SS&C Technologies HoldSSNC


TBA29-Oct-2008WithdrawnProfile
Morgan Stanley Dahlman Rose Weiss LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Baltic Trading LtdBDI-0.0M

TBATBAFiledProfile
Morgan Stanley Dean Witter
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
APBiotech IncAPBI
$15.00 - $17.00
TBA23-Apr-2002WithdrawnProfile
ARTISTdirect IncARTD5.0M$12.00
27-Mar-200027-Mar-2000PricedProfile
AT&T Latin America CorpATTL-0.0M

7-Aug-200018-Sep-2000WithdrawnProfile
Advanced Switching Com IncASCX6.25M$15.00
4-Oct-20004-Oct-2000PricedProfile
Agere Systems Inc
600.0M$6.00
26-Mar-200127-Mar-2001Priced
Agile Software CorpAGIL3.0M$21.00
19-Aug-199919-Aug-1999PricedProfile
Agilent Technologies IncA65.0M$30.00
17-Nov-199917-Nov-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Akamai Technologies IncAKAM8.0M$26.00
28-Oct-199928-Oct-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Albecca Inc
-0.0M

22-May-199823-Jul-1998Withdrawn
Alo Comunicaciones SA(RSL)
-0.0M

1-Aug-2000TBAWithdrawn
AltaVista Co

$18.00 - $20.00
TBA10-Jan-2001Withdrawn
AnswerThink Consulting GroupANSR3.85M$13.00
22-May-199828-May-1998PricedProfile
Applied Science Fiction Inc

$12.00 - $14.00
TBA17-Jul-2000Withdrawn
Ariba IncARBA5.0M$23.00
21-Jun-199922-Jun-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
AsiaInfo Holdings IncASIA-0.0M$24.00
TBA2-Mar-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Ask Jeeves IncASKJ3.0M$14.00
30-Jun-199930-Jun-1999PricedProfile
Aspect Medical Systems IncASPM3.5M$15.00
27-Jan-200027-Jan-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Avanex CorpAVNX6.0M$36.00
2-Feb-20003-Feb-2000PricedProfile
Avenue A IncAVEA5.25M$24.00
24-Feb-200028-Feb-2000PricedProfile
Avici Systems IncAVCI7.0M$31.00
24-Jul-200027-Jul-2000PricedProfile
B2 BredbandBRED-0.0M$115.00 - $165.00
25-Sep-2000TBAWithdrawnProfile
BellSouth Corp - Latin America



TBA25-Sep-2002Withdrawn
BioNumerik Pharmaceuticals IncBNPI-0.0M

2-Mar-200116-Nov-2001WithdrawnProfile
Bolt IncBOLT
$10.00 - $12.00
TBA13-Nov-2000WithdrawnProfile
Breakaway Solutions IncBWAY3.0M$14.00
1-Oct-19995-Oct-1999PricedProfile
Broadband Sports IncFANS
$8.00 - $10.00
TBA9-Aug-2000WithdrawnProfile
Broadcast.Com IncBCST2.5M$18.00
16-Jul-199816-Jul-1998PricedChart, News, Profile, Insider
Broadcom CorpBRCM3.5M$24.00
16-Apr-199816-Apr-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
Brocade Commun Sys IncBRCD3.25M$19.00
24-May-199924-May-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Burnham Pacific Properties IncBPP22.14M$14.12
18-Jul-199724-Mar-1998PricedChart, News, SEC, Profile, Insider
CPFLPALF3-0.0M

1-Jan-19991-Nov-1999WithdrawnProfile
CacheFlow IncCFLO5.0M$24.00
18-Nov-199918-Nov-1999PricedProfile
Celestica IncCLS8.0M$17.50
18-Feb-199829-Jun-1998PricedChart, News, Msgs, Profile, Research
ChannelPoint Inc



TBA27-Oct-2000Withdrawn
Chemdex CorpCMDX7.5M$15.00
26-Jul-199926-Jul-1999PricedProfile
Choice One Communications
7.14M$20.00
16-Feb-200016-Feb-2000Priced
CiDRA CorpCIDR
$14.00 - $16.00
TBA16-Apr-2001WithdrawnProfile
Cia General de Combustibles SA
-0.0M

31-Jan-1998TBAWithdrawn
Click Commerce IncCKCM5.0M$10.00
6-Jun-200026-Jun-2000PricedProfile
Cogen TechnologiesCGT
$13.00 - $15.00
TBA21-Jan-1999WithdrawnProfile
Conoco(EI du Pont de Nemours)COC150.0M$23.00
16-Oct-199821-Oct-1998PricedProfile
Context Integration IncCTXT-0.0M

6-Mar-20007-Dec-2000WithdrawnProfile
Convergys CorpCVG14.0M$15.00
12-Aug-199812-Aug-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
Copper Mountain Networks IncCMTN4.0M$21.00
11-May-199912-May-1999PricedProfile
Crum & Forster Hldgs(Talegen)
-0.0M

9-Feb-199812-Mar-1998Withdrawn
CuraGen CorpCRGN2.75M$11.50
17-Mar-199818-Mar-1998PricedProfile
DURECT CorpDRRX7.0M$12.00
22-Sep-200027-Sep-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Del Monte Corp (RJR Nabisco)
-0.0M

1-Apr-1998TBAWithdrawn
Del Monte Foods CoDLM20.0M$15.00
19-Jan-19994-Feb-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Delphi Automotive Systems CorpDPH100.0M$17.00
2-Feb-19994-Feb-1999PricedProfile
Destia Communications IncDEST6.5M$10.00
5-May-19995-May-1999PricedNews, Profile, Research, Insider
Digital Insight CorpDGIN3.5M$15.00
27-Sep-199930-Sep-1999PricedProfile
Digitas IncDTAS9.3M$24.00
9-Mar-200013-Mar-2000PricedNews, SEC, Msgs, Profile, Insider
Dragon Systems Inc



TBA26-Apr-1999Withdrawn
Drugstore.com IncDSCM5.0M$18.00
26-Jul-199927-Jul-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Duke Energy Field ServicesDEF
$20.00 - $22.00
TBA15-Nov-2000WithdrawnProfile
Eclipsys CorpECLP4.7M$15.00
29-Jul-19986-Aug-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
Equant NVENT26.13M$27.00
20-Jul-199820-Jul-1998PricedNews, Msgs, Profile, Research
Evercom Inc
-0.0M

10-Sep-1998TBAFiled
Extreme Networks IncEXTR7.0M$17.00
8-Apr-19998-Apr-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Firstmark Communications



TBA2-Oct-2001Withdrawn
Generac Portable Products IncGPP
$13.00
TBA17-Apr-2001WithdrawnProfile
Healtheon CorpHLTH5.0M$8.00
10-Feb-199910-Feb-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
HomeGrocer.comHOMG22.0M$12.00
9-Mar-20009-Mar-2000PricedProfile
Homestead.com IncHMST-0.0M

8-May-20006-Oct-2000WithdrawnProfile
Homestore.com IncHOMS7.0M$20.00
4-Aug-19994-Aug-1999PricedNews, SEC, Msgs, Profile, Research, Insider
IBeam Broadcasting CorpIBEM11.0M$10.00
17-May-200017-May-2000PricedProfile
IDG Books Worldwide IncIDGB3.18M$15.50
22-Jul-199827-Jul-1998PricedProfile
Illuminet Holdings IncILUM3.9M$19.00
7-Oct-19997-Oct-1999PricedProfile
Impresse Corp
3.5M$11.00 - $13.00
TBATBAFiled
Internap Network Services CorpINAP8.7M$20.00
28-Sep-199929-Sep-1999PricedNews, SEC, Msgs, Profile, Research, Insider
International Integration IncICUB2.5M$12.00
18-Jun-199822-Jun-1998PricedProfile
InternetConnect Inc
-0.0M

27-Apr-200029-Sep-2000Withdrawn
Intuitive Surgical Inc



TBA15-Jun-1998Withdrawn
John Hancock Finl Svcs IncJHF102.0M$17.00
26-Jan-200026-Jan-2000PricedProfile
KMC Telecom Holdings Inc
-0.0M

19-Sep-20003-Oct-2001Withdrawn
KPMG Consulting IncKCIN354.6M$18.00
5-Feb-20017-Feb-2001PricedProfile
Korea Telecom CorpKTC90.19M$27.56
20-May-199925-May-1999PricedChart, News, Msgs, Profile, Research
Lennox International IncLII8.5M$18.75
27-Jul-199928-Jul-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Linc net Inc
-0.0M

12-Sep-200014-Feb-2001Withdrawn
MTVi Group Inc
-0.0M

TBATBAFiled
Mainspring IncMSPR3.5M$12.00
26-Jul-200026-Jul-2000PricedProfile
Marimba IncMRBA4.0M$20.00
29-Apr-199929-Apr-1999PricedProfile
Martha Stewart LivingMSO7.2M$18.00
18-Oct-199918-Oct-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
McAfee.com CorpMCAF6.25M$12.00
1-Dec-19991-Dec-1999PricedProfile
MetaSolv IncMSLV5.0M$19.00
16-Nov-199917-Nov-1999PricedProfile
Motive Communications Inc

$10.00 - $12.00
TBA9-Mar-2001Withdrawn
NEFF CorpNFF6.7M$14.00
21-May-199821-May-1998PricedProfile
NVIDIA CorpNVDA3.5M$12.00
20-Jan-199921-Jan-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Nanogen IncNGEN3.6M$11.00
10-Apr-199813-Apr-1998PricedProfile
ON Semiconductor CorpONNN30.0M$16.00
25-Apr-200027-Apr-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
OPNET Technologies IncOPNT4.0M$13.00
31-Jul-20001-Aug-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
PathNet Telecommunications IncPTNT4.69M$15.00 - $17.00
TBATBAPostponedProfile
Pricelinecom IncPCLN10.0M$16.00
29-Mar-199929-Mar-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Professional Detailing IncPDII2.8M$16.00
19-May-199819-May-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
Proton Energy Systems Inc
-0.0M

1-Sep-2000TBAWithdrawn
Quantum Bridge Commun Inc
-0.0M

19-Dec-200025-May-2001Withdrawn
Quantum Effect Devices IncQEDI3.72M$16.00
31-Jan-200031-Jan-2000PricedProfile
REALTECH AGRTC-0.0M

6-Oct-199910-May-2000WithdrawnProfile
Realnames Corporation
-0.0M

6-Oct-199910-May-2000Withdrawn
Redback Networks IncRBAK2.5M$23.00
17-May-199917-May-1999PricedProfile
Reltec CorpRLT5.0M$29.00
14-Jan-199812-Mar-1998PricedProfile
ReplayTV Inc

$13.00 - $15.00
TBA18-Aug-2000Withdrawn
Rigel Pharmaceuticals IncRIGL5.0M$7.00
22-Nov-200028-Nov-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Riverstone Networks IncRSTN10.0M$12.00
15-Feb-200115-Feb-2001PricedProfile
Roxio Inc
-0.0M

26-Sep-20003-Jan-2001Withdrawn
SITA Telecommun Holdings NV
-0.0M

1-Apr-1998TBAWithdrawn
ServiceSoft IncSRVS3.5M$13.00 - $15.00
TBATBAFiledProfile
SiRF Technology Holdings Inc

$10.00 - $12.00
TBA12-Apr-2001Withdrawn
Silicon Laboratories IncSLAB3.2M$31.00
23-Mar-200023-Mar-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
SilverStream Software IncSSSW3.0M$16.00
12-Aug-199916-Aug-1999PricedProfile
Sina.comSINA-0.0M$17.00
TBA12-Apr-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Snapple Beverage Group IncSNP-0.0M

27-Jun-200018-Sep-2000WithdrawnProfile
Software Technologies CorpSTCS4.0M$12.00
27-Apr-200027-Apr-2000PricedProfile
Storageapps IncSTRG


TBA25-Jul-2001WithdrawnProfile
Sun Life Finl Svcs of CA IncSLC-0.0M$8.50
TBA23-Mar-2000PricedProfile
Sycamore Networks IncSCMR6.5M$38.00
20-Oct-199921-Oct-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Telefonica Intl Whl Svcs
-0.0M

1-Aug-2000TBAWithdrawn
Textilhaus Beck Am Rathausec
-0.0M

13-May-1998TBAWithdrawn
Thrupoint IncTHRU-0.0M

20-Apr-200025-Oct-2000WithdrawnProfile
Tickets.com IncTIXX6.7M$12.50
3-Nov-19993-Nov-1999PricedProfile
Transmeta CorpTMTA13.0M$21.00
6-Nov-20006-Nov-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Triton PCS Holdings IncTPCS9.38M$18.00
27-Oct-199927-Oct-1999PricedNews, SEC, Profile, Insider
UOL Inc SA
-0.0M

26-Jun-1999TBAWithdrawn
UPSUPS109.4M$50.00
5-Nov-19999-Nov-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
USEC IncUSU100.0M$14.25
29-Jun-199822-Jul-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
Ultrapar Participacoes SA
-0.0M

10-Jan-1998TBAWithdrawn
UniCapital CorpUCP28.0M$19.00
14-May-199814-May-1998PricedProfile
Unigraphics Solutions IncUGS5.74M$14.00
17-Jun-199817-Jun-1998PricedProfile
United Test & Assembly CenterUTAC-0.0M

28-Sep-20004-Apr-2001WithdrawnProfile
Van Kampen Senior Income TrustVVR170.0M$10.00
23-Jun-199823-Jun-1998PricedChart, News, Profile, Insider
VeloCom IncVELO


TBA3-Nov-2000WithdrawnProfile
VeriSign IncVRSN3.0M$14.00
29-Jan-199829-Jan-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
Versace
-0.0M

2-Mar-1998TBAWithdrawn
Viasystems Group IncVG40.0M$21.00
23-Mar-200023-Mar-2000PricedNews, SEC, Msgs, Profile, Research, Insider
Vignette Corp
-0.0M

29-Sep-199823-Oct-1998Withdrawn
Waddell & Reed Financial IncWDR21.7M$23.00
4-Mar-19984-Mar-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
WebMethods IncWEBM4.1M$35.00
24-Jan-200010-Feb-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Women.com NetworksWOMN3.75M$10.00
5-Oct-199914-Oct-1999PricedProfile
Yankee Candle Co IncYCC12.5M$18.00
1-Jul-19991-Jul-1999PricedProfile
Ziff-Davis Inc(Softbank Corp)ZD25.8M$15.50
28-Apr-199828-Apr-1998PricedProfile
Morgan Stanley Dean Witter CS First Boston Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
GlobalCenter Group StockGCTR
$16.00 - $18.00
TBA5-Apr-2001WithdrawnProfile
Morgan Stanley Dean Witter Danske Bank AS
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
GN NetTest A/S
-0.0M

1-Nov-2000TBAWithdrawn
Morgan Stanley Dean Witter Goldman Sachs & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
BellSouth group-Latin America
-0.0M

1-Jan-2000TBAWithdrawn
Chello Broadband NVCHLO-0.0M$13.00 - $17.00
15-Jan-2000TBAWithdrawnProfile
Expedia IncEXPE5.2M$14.00
8-Nov-19999-Nov-1999PricedNews, Msgs, Profile, Research, Insider
Loudcloud IncLDCL25.0M$6.00
8-Mar-20018-Mar-2001PricedProfile
Morgan Stanley Dean Witter Lehman Brothers
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Time Warner Telecom Inc
-0.0M

11-Apr-19986-Jul-1998Withdrawn
Morgan Stanley Dean Witter Salomon Smith Barney
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Allegiance Telecom IncALGX12.0M$15.00
5-Jun-199830-Jun-1998PricedProfile
BTI Telecom CorpBTIX-0.0M

16-Jul-19995-Jan-2001WithdrawnProfile
Genuity IncGENU173.91M$11.00
23-Jun-200027-Jun-2000PricedProfile
Morgan Stanley Dean Witter Warburg Dillon Read (UK)
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Telia-Telenor
-0.0M

22-May-1999TBAWithdrawn
Morgan Stanley Dean Witter Warburg Dillon Read Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Perot Systems CorpPER6.5M$16.00
1-Feb-19991-Feb-1999PricedProfile
Morgan Stanley Deutsche Bank Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
CTC Media IncCTCM24.71M$14.00
31-May-20061-Jun-2006PricedNews, Msgs, Profile, Research, Insider
Cushing MLP TotalSRV12.5M$20.00
24-Aug-200727-Aug-2007PricedNews, SEC, Profile, Insider
FabrinetFN


TBA9-Apr-2009WithdrawnProfile
Gain Capital Holdings Inc
-0.0M

TBATBAFiled
MFResidential Investments IncMFR-0.0M

TBATBAFiledProfile
MaxLinear Inc
-0.0M

TBATBAFiled
Morgan Stanley Deutsche Bank Securities Corp Banc of America Securities LLC Citi
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Affinion Group Holdings IncAFL
$15.00 - $17.00
TBA14-Nov-2007WithdrawnProfile
Morgan Stanley Deutsche Bank Securities Corp Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
WNS(Holdings)LtdWNS10.43M$20.00
25-Jul-200625-Jul-2006PricedNews, Profile, Research
Morgan Stanley Goldman Sachs & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Copa Holdings SACPA14.0M$20.00
28-Nov-200514-Dec-2005PricedNews, Msgs, Profile, Research
Engenio Information Tech Inc
12.5M$8.00 - $10.00
19-Feb-200416-Aug-2004Withdrawn
IntercontinentalExchange IncICE16.0M$26.00
15-Nov-200515-Nov-2005PricedNews, Msgs, Profile, Research, Insider
SuccessFactors IncSFSF10.79M$10.00
9-Nov-200719-Nov-2007PricedNews, Profile, Research, Insider
Morgan Stanley Goldman Sachs & Co Banc of America Securities LLC Deutsche Bank Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
FairPoint Communications IncFRP25.0M$18.50
3-Feb-20053-Feb-2005PricedProfile
Morgan Stanley Goldman Sachs & Co Citi JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Talecris Biotherapeutics HldgTLCR-0.0M$19.00
19-Oct-200730-Sep-2009PricedNews, Profile, Research, Insider
Morgan Stanley Goldman Sachs & Co Lehman Brothers International Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
AerCap Holdings NVAER26.1M$23.00
16-Nov-200620-Nov-2006PricedNews, Msgs, Profile, Research, Insider
Morgan Stanley Goldman Sachs & Co Lehman Brothers JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Orbitz Worldwide IncOWW34.0M$15.00
6-Jul-200719-Jul-2007PricedNews, Profile, Research, Insider
Morgan Stanley Goldman Sachs & Co UBS Investment Bank Barclays Capital
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Emdeon IncEM21.45M$15.50
7-Aug-200911-Aug-2009PricedNews, Profile, Research, Insider
Morgan Stanley International
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
B2 BredbandBRED29.0M$11.65 - $16.71
22-Sep-2000TBAPostponedProfile
SR Technics Switzerland SA
-0.0M

17-May-20067-Sep-2006Withdrawn
Morgan Stanley International Bank Brussel Lambert NV
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Credit Communal de Belgique SA
-0.0M

1-Jul-1998TBAWithdrawn
Morgan Stanley International Citigroup Deutsche Bank AG Goldman Sachs International
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Crownstone European Properties
45.0M$10.00
31-May-200622-Jun-2006Withdrawn
Morgan Stanley International Credit Suisse FB (Europe)
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Cablecom GmbH
-0.0M$57.00 - $70.00
30-Jul-20051-Oct-2005Withdrawn
Morgan Stanley JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
CF Industries Holdings IncCF41.25M$16.00
8-Aug-200510-Aug-2005PricedNews, SEC, Msgs, Profile, Research, Insider
DigitalGlobe IncDGI14.7M$19.00
13-May-200913-May-2009PricedNews, Profile, Research, Insider
Hansen Medical IncHNSN6.25M$12.00
13-Nov-200615-Nov-2006PricedNews, Profile, Research, Insider
IROBOT CorpIRBT4.3M$24.00
24-Oct-20058-Nov-2005PricedNews, Msgs, Profile, Research, Insider
Net 1 UEPS Technologies IncUEPS9.85M$22.00
2-Aug-20052-Aug-2005PricedNews, Msgs, Profile, Research, Insider
Somaxon Pharmaceuticals IncSOMX5.0M$11.00
14-Dec-200514-Dec-2005PricedNews, Msgs, Profile, Research, Insider
Wells RE Invest Trust Inc
-0.0M

23-May-2007TBAFiled
Morgan Stanley JP Morgan China International Capital Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Concord Med Svcs Hldg LtdCCM12.0M$9.00 - $11.00
TBATBAFiledProfile
Morgan Stanley JP Morgan Deutsche Bank Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Fortinet IncFNT12.5M$12.50
16-Nov-200917-Nov-2009PricedProfile
Morgan Stanley Lehman Brothers
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Cavium Networks IncCAVM6.25M$13.50
1-May-20071-May-2007PricedNews, Profile, Research, Insider
EnerSys IncENS12.5M$12.50
28-Jul-200429-Jul-2004PricedChart, News, Msgs, Profile, Research, Insider
Imperium Renewables IncIMPR


TBA3-Jan-2008WithdrawnProfile
Jazz Pharmaceuticals IncJAZZ6.0M$18.00
31-May-200731-May-2007PricedNews, Profile, Research, Insider
MedAssets IncMDAS-0.0M$16.00
7-Nov-200712-Dec-2007PricedNews, Profile, Research, Insider
TechTarget IncTTGT7.7M$13.00
1-May-200716-May-2007PricedNews, Profile, Research, Insider
Verasun Energy CorpVSE18.25M$23.00
9-Jun-200613-Jun-2006PricedProfile
Morgan Stanley Lehman Brothers Asia
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
AirMedia Group IncAMCN-0.0M$15.00
6-Nov-20076-Nov-2007PricedNews, Profile, Research
Spreadtrum Communications IncSPRD8.77M$14.00
22-Jun-200726-Jun-2007PricedNews, Profile, Research
Morgan Stanley Lehman Brothers Goldman Sachs & Co Banc of America Securities LLC UBS Investment Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Celanese CorpCE50.0M$16.00
10-Dec-200420-Jan-2005PricedChart, News, Msgs, Profile, Research, Insider
Morgan Stanley Lehman Brothers Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Dex Media IncDEX53.06M$19.00
20-Jul-200421-Jul-2004PricedChart, News, Msgs, Profile
Morgan Stanley Lehman Brothers UBS Investment Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Chart Industries IncGTLS12.5M$15.00
20-Jul-200625-Jul-2006PricedNews, Profile, Research, Insider
Morgan Stanley Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Amicus Therapeutics IncFOLD5.0M$15.00
25-May-200730-May-2007PricedNews, Profile, Research, Insider
Ancestry.com IncACOM7.41M$13.50
30-Oct-20094-Nov-2009PricedNews, Profile, Insider
Bigband Networks IncBBND10.7M$13.00
26-Feb-200714-Mar-2007PricedNews, Profile, Research, Insider
BladeLogic IncBLOG5.0M$17.00
24-Jul-200724-Jul-2007PricedProfile, Research, Insider
EHealth IncEHTH5.0M$14.00
6-Oct-200612-Oct-2006PricedNews, Profile, Research, Insider
Intelsat Ltd

$12.00 - $14.00
TBA21-May-2004Withdrawn
Iowa Telecom Services IncIWA15.79M$19.00
16-Nov-200417-Nov-2004PricedChart, News, Msgs, Profile, Research, Insider
Isilon Systems IncISLN8.35M$13.00
14-Dec-200614-Dec-2006PricedNews, Profile, Research, Insider
Morgans Hotel Group CoMHGC18.0M$20.00
9-Feb-200613-Feb-2006PricedNews, Msgs, Profile, Research, Insider
Thomson CorpTOC38.0M$31.20
11-Jun-200211-Jun-2002PricedProfile
Morgan Stanley Merrill Lynch China International Capital Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
China Telecom Corp LtdCHA159.6M$18.98
23-Sep-20027-Nov-2002PricedChart, News, Msgs, Profile, Research
Morgan Stanley Merrill Lynch Citi
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Aviv REIT IncAVI16.6M$17.00 - $19.00
TBATBAPostponedProfile
Morgan Stanley Merrill Lynch UBS Investment Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
AECOM Technology CorpACM35.15M$20.00
9-May-20079-May-2007PricedNews, Profile, Research, Insider
Morgan Stanley Merrill Lynch Wachovia Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
PIMCO Income Opportunity FundPKO0.04M$25.00
TBATBAFiledProfile
Morgan Stanley Merrill Lynch(Singapore)Pte
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
HDFC Bank LtdHDB11.17M$13.83
12-Jul-200120-Jul-2001PricedChart, News, Msgs, Profile, Research
Morgan Stanley RBC Capital Markets
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Mitel Networks Corp



TBA26-Sep-2007Withdrawn
Morgan Stanley Robert W Baird & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Journal Communications IncJRN17.25M$15.00
16-Sep-200323-Sep-2003PricedChart, News, Msgs, Profile, Research, Insider
Morgan Stanley SG Cowen Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Chipotle Mexican Grill IncCMG7.88M$22.00
23-Jan-200625-Jan-2006PricedNews, Msgs, Profile, Research, Insider
Morgan Stanley UBS Investment Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
LDK Solar Co LtdLDK17.38M$27.00
31-May-200731-May-2007PricedNews, Profile, Research
Morgan Stanley UBS LG Securities Co Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
LG Philips LCD Co LtdLPL-0.0M$15.00
24-Jun-200415-Jul-2004PricedChart, News, Msgs, Profile, Research

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